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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$814M
2
American Century Companies
American Century Companies
Missouri
$325M
3
Morgan Stanley
Morgan Stanley
New York
$445M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$424M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$205M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$282M
2
Capital World Investors
Capital World Investors
California
$1.38B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$725M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$37.2M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$964M
Name Holding Trade Value Shares
Change 		Shares
Change %
HW
1201
Hancock Whitney
Mississippi
– -$18M -181,870 Closed
LCM
1202
Laurion Capital Management
New York
– -$17M -171,597 Closed
BIM
1203
BRC Investment Management
Colorado
– -$12.1M -121,801 Closed
QAM
1204
QCI Asset Management
New York
– -$9.08M -91,661 Closed
LOAMS
1205
Lombard Odier Asset Management (Switzerland)
Switzerland
– -$8.87M -89,255 Closed
NLGIA
1206
Nippon Life Global Investors Americas
New York
– -$5.7M -57,510 Closed
CFG
1207
Cambridge Financial Group
Ohio
– -$5.69M -57,448 Closed
CM
1208
Churchill Management
California
– -$4.69M -47,375 Closed
CWG
1209
C WorldWide Group
Denmark
– -$4M -40,410 Closed
LM
1210
Luminus Management
Texas
– -$3.57M -36,000 Closed
JIM
1211
Jupiter Investment Management
United Kingdom
– -$2.23M -22,500 Closed
GCA
1212
Greenwood Capital Associates
South Carolina
– -$2.21M -22,338 Closed
BAAM
1213
Baker Avenue Asset Management
California
– -$2.15M -21,754 Closed
PRC
1214
Platte River Capital
Colorado
– -$2.09M -21,065 Closed
LI
1215
LMCG Investments
Massachusetts
– -$1.47M -14,857 Closed
MF
1216
Magnetar Financial
Illinois
– -$1.35M -13,669 Closed
MFS
1217
Monetta Financial Services
Illinois
– -$1.29M -13,000 Closed
CWM
1218
Confluence Wealth Management
Oregon
– -$1.26M -12,742 Closed
LBG
1219
Lloyds Banking Group
United Kingdom
– -$1.15M -11,635 Closed
SIM
1220
Spark Investment Management
New York
– -$881K -8,900 Closed
BPGAM
1221
BTG Pactual Global Asset Management
Bermuda
– -$779K -7,875 Closed
CPO
1222
Cerity Partners OCIO
New York
– -$776K -7,839 Closed
LOCC
1223
Lombard Odier & Cie (Canada)
Quebec, Canada
– -$699K -7,055 Closed
HB
1224
Homrich & Berg
Georgia
– -$697K -7,037 Closed
MTIM
1225
Marathon Trading Investment Management
Pennsylvania
– -$611K -6,165 Closed
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