Luminus Management’s Caterpillar CAT Stock Holding History

Luminus Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-61,452	Closed	-$9.07M	–	106
2019 Q4	$9.07M	Buy	+61,452	New	+$8.58M	0.38%	54
2019 Q3	–	Sell	-35,413	Closed	-$4.83M	–	105
2019 Q2	$4.83M	Sell	35,413 -266,994	-88%	-$35.3M	0.12%	85
2019 Q1	$41M	Buy	302,407 +17,627	+6%	+$2.34M	0.88%	36
2018 Q4	$36.2M	Buy	284,780 +43,849	+18%	+$5.7M	0.73%	41
2018 Q3	$36.7M	Buy	240,931 +110,799	+85%	+$15.7M	0.6%	39
2018 Q2	$17.7M	Buy	130,132 +24,732	+23%	+$3.7M	0.4%	54
2018 Q1	$15.5M	Buy	+105,400	New	+$16.6M	0.32%	64
2017 Q4	–	Sell	-118,700	Closed	-$14.8M	–	141
2017 Q3	$14.8M	Buy	+118,700	New	+$13.7M	0.39%	62
2017 Q2	–	Sell	-54,034	Closed	-$5.01M	–	148
2017 Q1	$5.01M	Buy	+54,034	New	+$5.12M	0.13%	110
2016 Q4	–	Sell	-57,000	Closed	-$5.06M	–	138
2016 Q3	$5.06M	Buy	+57,000	New	+$4.66M	0.13%	95
2014 Q4	–	Sell	-36,000	Closed	-$3.56M	–	131
2014 Q3	$3.56M	Buy	+36,000	New	+$3.82M	0.11%	102

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Sanders Capital West Palm Beach, Florida $99.8B AUM 47.9% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Luminus Management's CAT Position: Q1 2020 in Review

Luminus Management sold out of Caterpillar (CAT) in Q1 2020, closing a stake of 61,452 shares — an estimated $9.07M sold.

Luminus Management first reported a position in CAT in Q3 2014 and held it in 11 quarters. The position peaked at $41M in Q1 2019. 1,490 funds tracked by Wall St. Rank hold CAT as of Q1 2020.

Luminus Management reported no remaining Caterpillar position as of Q1 2020 after selling out during the quarter.
Luminus Management sold 61,452 Caterpillar shares in Q1 2020, an estimated $9.07M.
Luminus Management first reported a position in Caterpillar in Q3 2014 and held it in 11 quarters.
Luminus Management's Caterpillar position peaked at $41M in Q1 2019.
1,490 funds tracked by Wall St. Rank held Caterpillar as of Q1 2020.

Based on Luminus Management's 13F filing for Q1 2020, filed 15 May 2020.