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Luminus Management’s Caterpillar CAT Stock Holding History

Luminus Management’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-50,000
Closed -$4.44M – 137
2016
Q3 		$4.44M Buy
+50,000
New +$4.09M 0.11% 99
2015
Q4 		– Sell
-127,300
Closed -$8.32M – 130
2015
Q3 		$8.32M Buy
+127,300
New +$9.74M 0.26% 69
2014
Q2 		– Sell
-100,000
Closed -$9.94M – 147
2014
Q1 		$9.94M Hold
100,000
– – 0.6% 38
2013
Q4 		$9.08M Buy
100,000
+50,000
+100% +$4.27M 0.53% 43
2013
Q3 		$4.17M Buy
+50,000
New +$4.23M 0.36% 40

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Sanders Capital
Sanders Capital West Palm Beach, Florida $83.9B AUM 37.89% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Luminus Management's CAT Position: Q1 2020 in Review

Luminus Management sold out of Caterpillar (CAT) in Q1 2020, closing a stake of 61,452 shares — an estimated $9.07M sold.

Luminus Management first reported a position in CAT in Q3 2014 and held it in 11 quarters. The position peaked at $41M in Q1 2019. 1,490 funds tracked by Wall St. Rank hold CAT as of Q1 2020.

  • Luminus Management reported no remaining Caterpillar position as of Q1 2020 after selling out during the quarter.
  • Luminus Management sold 61,452 Caterpillar shares in Q1 2020, an estimated $9.07M.
  • Luminus Management first reported a position in Caterpillar in Q3 2014 and held it in 11 quarters.
  • Luminus Management's Caterpillar position peaked at $41M in Q1 2019.
  • 1,490 funds tracked by Wall St. Rank held Caterpillar as of Q1 2020.

Based on Luminus Management's 13F filing for Q1 2020, filed 15 May 2020.