Platte River Capital’s Caterpillar CAT Stock Holding History

Platte River Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-4,000	Closed	-$320K	–	162
2015 Q1	$320K	Buy	+4,000	New	+$332K	0.14%	129
2014 Q4	–	Sell	-21,065	Closed	-$2.09M	–	168
2014 Q3	$2.09M	Sell	21,065 -35,590	-63%	-$3.77M	0.54%	65
2014 Q2	$6.16M	Sell	56,655 -5,800	-9%	-$609K	0.93%	36
2014 Q1	$6.21M	Buy	62,455 +26,655	+74%	+$2.51M	0.84%	41
2013 Q4	$3.25M	Buy	35,800 +29,720	+489%	+$2.54M	0.42%	87
2013 Q3	$507K	Sell	6,080 -7,100	-54%	-$600K	0.06%	178
2013 Q2	$1.09M	Buy	+13,180	New	+$1.12M	0.13%	149

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Platte River Capital's CAT Position: Q2 2015 in Review

Platte River Capital sold out of Caterpillar (CAT) in Q2 2015, closing a stake of 4,000 shares — an estimated $320K sold.

Platte River Capital first reported a position in CAT in Q2 2013 and held it in 7 quarters. The position peaked at $6.21M in Q1 2014. 1,128 funds tracked by Wall St. Rank hold CAT as of Q2 2015.

Platte River Capital reported no remaining Caterpillar position as of Q2 2015 after selling out during the quarter.
Platte River Capital sold 4,000 Caterpillar shares in Q2 2015, an estimated $320K.
Platte River Capital first reported a position in Caterpillar in Q2 2013 and held it in 7 quarters.
Platte River Capital's Caterpillar position peaked at $6.21M in Q1 2014.
1,128 funds tracked by Wall St. Rank held Caterpillar as of Q2 2015.

Based on Platte River Capital's 13F filing for Q2 2015, filed 10 Aug 2015.