Baker Avenue Asset Management’s Caterpillar CAT Stock Holding History

Baker Avenue Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$29.4M	Sell	41,441 -10,672	-20%	-$7.39M	0.66%	32
2025 Q4	$29.9M	Sell	52,113 -595	-1%	-$331K	0.69%	32
2025 Q3	$25.1M	Sell	52,708 -386	-0.7%	-$165K	0.6%	39
2025 Q2	$20.6M	Buy	53,094 +1,262	+2%	+$421K	0.59%	43
2025 Q1	$17.1M	Buy	51,832 +73	+0.1%	+$26K	0.54%	48
2024 Q4	$18.8M	Buy	51,759 +824	+2%	+$320K	0.57%	40
2024 Q3	$19.9M	Buy	50,935 +1,157	+2%	+$400K	0.63%	33
2024 Q2	$16.6M	Sell	49,778 -14,379	-22%	-$4.99M	0.56%	44
2024 Q1	$23.5M	Sell	64,157 -786	-1%	-$251K	0.92%	28
2023 Q4	$19.2M	Buy	64,943 +2,503	+4%	+$649K	0.84%	31
2023 Q3	$17M	Sell	62,440 -2,490	-4%	-$675K	0.85%	30
2023 Q2	$16M	Sell	64,930 -2,889	-4%	-$644K	0.8%	32
2023 Q1	$15.5M	Sell	67,819 -1,540	-2%	-$372K	0.84%	32
2022 Q4	$16.6M	Sell	69,359 -895	-1%	-$195K	0.99%	29
2022 Q3	$11.5M	Buy	70,254 +11,799	+20%	+$2.16M	0.72%	39
2022 Q2	$10.4M	Buy	58,455 +12,051	+26%	+$2.54M	0.69%	43
2022 Q1	$10.3M	Buy	46,404 +42,981	+1,256%	+$9.01M	0.53%	55
2021 Q4	$708K	Buy	+3,423	New	+$689K	0.04%	191
2019 Q4	–	Sell	-2,329	Closed	-$294K	–	253
2019 Q3	$294K	Sell	2,329 -14,726	-86%	-$1.87M	0.02%	211
2019 Q2	$2.32M	Sell	17,055 -49,085	-74%	-$6.49M	0.19%	85
2019 Q1	$8.96M	Sell	66,140 -11,869	-15%	-$1.58M	0.74%	33
2018 Q4	$9.91M	Buy	78,009 +65,827	+540%	+$8.56M	0.98%	29
2018 Q3	$1.86M	Buy	12,182 +411	+3%	+$58.1K	0.15%	101
2018 Q2	$1.6M	Buy	11,771 +1,760	+18%	+$263K	0.14%	108
2018 Q1	$1.48M	Buy	10,011 +32	+0.3%	+$5.05K	0.13%	113
2017 Q4	$1.57M	Buy	9,979 +219	+2%	+$30.4K	0.15%	105
2017 Q3	$1.22M	Buy	9,760 +776	+9%	+$89.4K	0.14%	104
2017 Q2	$965K	Buy	8,984 +585	+7%	+$59.4K	0.13%	106
2017 Q1	$779K	Buy	+8,399	New	+$795K	0.1%	120
2014 Q4	–	Sell	-21,754	Closed	-$2.15M	–	259
2014 Q3	$2.15M	Buy	21,754 +3,414	+19%	+$362K	0.3%	100
2014 Q2	$1.99M	Sell	18,340 -964	-5%	-$101K	0.29%	107
2014 Q1	$1.61M	Buy	19,304 +434	+2%	+$40.9K	0.27%	105
2013 Q4	$1.71M	Buy	18,870 +4,001	+27%	+$342K	0.33%	76
2013 Q3	$1.24M	Buy	14,869 +2,834	+24%	+$240K	0.26%	90
2013 Q2	$993K	Buy	+12,035	New	+$1.02M	0.24%	99

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Baker Avenue Asset Management's CAT Position: Q1 2026 in Review

Baker Avenue Asset Management reduced its Caterpillar (CAT) stake by 20% in Q1 2026, selling an estimated $7.39M and leaving 41,441 shares worth $29.4M. The position accounts for 0.66% of the portfolio, ranked #32.

Baker Avenue Asset Management first reported a position in CAT in Q2 2013 and has held it in 35 quarters since. The position peaked at $29.9M in Q4 2025. 3,734 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Baker Avenue Asset Management held 41,441 shares of Caterpillar worth $29.4M as of Q1 2026.
Baker Avenue Asset Management sold 10,672 Caterpillar shares in Q1 2026, an estimated $7.39M.
Caterpillar made up 0.66% of Baker Avenue Asset Management's portfolio in Q1 2026, its #32 holding.
Baker Avenue Asset Management first reported a position in Caterpillar in Q2 2013 and has held it in 35 quarters since.
Baker Avenue Asset Management's Caterpillar position peaked at $29.9M in Q4 2025.
3,734 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Baker Avenue Asset Management's 13F filing for Q1 2026, filed 12 May 2026.