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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
$585M
2
Capital Research Global Investors
Capital Research Global Investors
California
$850M
3
Norges Bank
Norges Bank
Norway
$654M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$288M
5
Fidelity Investments
Fidelity Investments
Massachusetts
$1.53B

Top Sellers

1
State Street
State Street
Massachusetts
$6.37B
2
Goldman Sachs
Goldman Sachs
New York
$411M
3
MNA
Manning & Napier Advisors
New York
$8.08M
4
ClearBridge Investments
ClearBridge Investments
New York
$113M
5
IGIM
I.G. Investment Management
Manitoba, Canada
$10.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCA
1201
Catalyst Capital Advisors
New York
– -$561K -5,646 Closed
HCM
1202
Highbridge Capital Management
New York
– -$556K -5,593 Closed
Verition Fund Management
1203
Verition Fund Management
Connecticut
– -$517K -5,204 Closed
CWA
1204
Constellation Wealth Advisors
New York
– -$507K -5,108 Closed
IPRC
1205
Indices-Pac Research Corporation
New Jersey
– -$489K -4,921 Closed
CC
1206
CQS Cayman
Cayman Islands
– -$467K -4,700 Closed
DAS
1207
Dynamic Advisor Solutions
Arizona
– -$456K -4,590 Closed
PAM
1208
Princeton Alpha Management
New Jersey
– -$412K -4,147 Closed
CG
1209
Clinton Group
New York
– -$370K -3,725 Closed
TFF
1210
Timothy F. Fidgeon
– -$316K -3,179 Closed
GHA
1211
GW Henssler & Associates
Georgia
– -$310K -3,117 Closed
MSU
1212
Maple Securities USA
New Jersey
– -$306K -3,080 Closed
PL
1213
Plancorp LLC
Missouri
– -$288K -2,909 Closed
DDPIC
1214
Deroy & Devereaux Private Investment Counsel
Michigan
– -$251K -2,525 Closed
CCM
1215
Cutler Capital Management
Massachusetts
– -$248K -2,500 Closed
RGNCM
1216
R.G. Niederhoffer Capital Management
New York
– -$239K -2,400 Closed
DAC
1217
Dividend Assets Capital
South Carolina
– -$217K -2,185 Closed
LNC
1218
Lincoln National Corp
Pennsylvania
– -$210K -2,117 Closed
IC
1219
IKOS CIF
Cyprus
– -$195K -1,965 Closed
JG
1220
Jefferies Group
New York
– -$184K -1,850 Closed
AIM
1221
Assured Investment Management
New York
– -$179K -1,800 Closed
EWM
1222
Edge Wealth Management
New York
– -$151K -1,519 Closed
Group One Trading
1223
Group One Trading
Illinois
– -$99K -1,000 Closed
CS
1224
Credential Securities
– -$65.5K -659 Closed
EAMA
1225
EFG Asset Management (Americas)
Florida
– -$58K -580 Closed
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