R.G. Niederhoffer Capital Management’s Caterpillar CAT Stock Holding History

R.G. Niederhoffer Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-9,800	Closed	-$1.33M	–	30
2019 Q1	$1.33M	Buy	+9,800	New	+$1.3M	12.09%	3
2018 Q2	–	Sell	-4,000	Closed	-$590K	–	32
2018 Q1	$590K	Buy	+4,000	New	+$632K	2.86%	12
2017 Q3	–	Sell	-12,600	Closed	-$1.35M	–	31
2017 Q2	$1.35M	Buy	+12,600	New	+$1.28M	11.19%	2
2014 Q2	–	Sell	-2,400	Closed	-$239K	–	32
2014 Q1	$239K	Buy	+2,400	New	+$226K	0.98%	25

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Sanders Capital West Palm Beach, Florida $83.9B AUM 37.89% 1-Year Est. Return

R.G. Niederhoffer Capital Management's CAT Position: Q2 2019 in Review

R.G. Niederhoffer Capital Management sold out of Caterpillar (CAT) in Q2 2019, closing a stake of 9,800 shares — an estimated $1.33M sold.

R.G. Niederhoffer Capital Management first reported a position in CAT in Q1 2014 and held it in 4 quarters. The position peaked at $1.35M in Q2 2017. 1,555 funds tracked by Wall St. Rank hold CAT as of Q2 2019.

R.G. Niederhoffer Capital Management reported no remaining Caterpillar position as of Q2 2019 after selling out during the quarter.
R.G. Niederhoffer Capital Management sold 9,800 Caterpillar shares in Q2 2019, an estimated $1.33M.
R.G. Niederhoffer Capital Management first reported a position in Caterpillar in Q1 2014 and held it in 4 quarters.
R.G. Niederhoffer Capital Management's Caterpillar position peaked at $1.35M in Q2 2017.
1,555 funds tracked by Wall St. Rank held Caterpillar as of Q2 2019.

Based on R.G. Niederhoffer Capital Management's 13F filing for Q2 2019, filed 6 Aug 2019.