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RGNCM
R.G. Niederhoffer Capital Management Portfolio holdings
AUM
$11.3M
This Fund
S&P 500
This Quarter
Est. Return
+3.77%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$11.3M
AUM Growth
-$5.92M
(-34%)
Cap. Flow
-$6.21M
Cap. Flow
% of AUM
-55.15%
Top 10 Holdings %
Top 10 Hldgs %
80.86%
Holding
37
New
9
Increased
4
Reduced
5
Closed
19
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UnitedHealth
UNH
|
+$1.28M |
| 2 |
Merck
MRK
|
+$857K |
| 3 |
Fidelity National Information Services
FIS
|
+$744K |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$567K |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$542K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$1.29M |
| 2 |
Amazon
AMZN
|
+$1.14M |
| 3 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$860K |
| 4 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$835K |
| 5 |
Comcast
CMCSA
|
+$769K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 43.74% |
| 2 | Healthcare | 22.94% |
| 3 | Miscellaneous | 17.24% |
| 4 | Energy | 4.74% |
| 5 | Industrials | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Apple
AAPL
$4.79T
| $3.05M | 27.03% |
54,400
+400
| +0.7% | +$20.9K |
|
|
2
Merck
MRK
$376B
| $1.16M | 10.31% |
14,462
+10,689
| +283% | +$857K |
|
|
3
UnitedHealth
UNH
$360B
| $1.15M | 10.22% |
+5,300
| New | +$1.28M |
|
|
4
Fidelity National Information Services
FIS
$21.8B
| $743K | 6.59% |
+5,600
| New | +$744K |
|
|
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.5B
| $574K | 5.09% |
+4,500
| New | +$567K |
|
|
6
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.81B
| $544K | 4.83% |
+5,000
| New | +$542K |
|
7
Chevron
CVX
$415B
| $534K | 4.74% |
4,500
+2,800
| +165% | +$340K |
|
8
Oracle
ORCL
$444B
| $501K | 4.45% |
9,100
-1,000
| -10% | -$55.2K |
|
9
Union Pacific
UNP
$172B
| $486K | 4.31% |
3,000
-2,900
| -49% | -$488K |
|
10
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
| $369K | 3.28% |
6,000
+2,000
| +50% | +$120K |
|
11
Microsoft
MSFT
$3.79T
| $348K | 3.09% |
2,500
-1,500
| -38% | -$206K |
|
12
AT&T
T
$179B
| $295K | 2.62% |
+10,327
| New | +$274K |
|
13
Qualcomm
QCOM
$180B
| $290K | 2.57% |
+3,800
| New | +$286K |
|
14
Wells Fargo
WFC
$270B
| $288K | 2.56% |
5,700
-2,500
| -30% | -$118K |
|
15
Amgen
AMGN
$240B
| $271K | 2.41% |
+1,400
| New | +$269K |
|
16
State Street Industrial Select Sector SPDR ETF
XLI
$32.1B
| $248K | 2.2% |
+3,200
| New | +$245K |
|
17
Home Depot
HD
$317B
| $209K | 1.86% |
900
-1,000
| -53% | -$219K |
|
18
State Street Financial Select Sector SPDR ETF
XLF
$55.9B
| $207K | 1.84% |
+7,400
| New | +$204K |
|
19
Adobe
ADBE
$114B
| – | – |
-1,900
| Closed | -$560K |
|
|
20
Amazon
AMZN
$2.79T
| – | – |
-12,000
| Closed | -$1.14M |
|
21
Baidu
BIDU
$32.4B
| – | – |
-3,900
| Closed | -$458K |
|
|
22
Comcast
CMCSA
$94.6B
| – | – |
-18,200
| Closed | -$769K |
|
23
Walt Disney
DIS
$185B
| – | – |
-4,500
| Closed | -$628K |
|
24
Intel
INTC
$485B
| – | – |
-11,600
| Closed | -$555K |
|
25
iShares US Real Estate ETF
IYR
$4.48B
| – | – |
-3,800
| Closed | -$332K |
|
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R.G. Niederhoffer Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, R.G. Niederhoffer Capital Management held 37 positions worth $11.3M, down 34% from $17.2M the previous quarter. Its ten largest holdings account for 81% of the portfolio.
R.G. Niederhoffer Capital Management withdrew a net $6.21M in Q3 2019, closing 19 positions and reducing 5 holdings. Its most notable exit was JPMorgan Chase, an estimated $1.29M position sold in full.
By sector, the portfolio is most concentrated in Technology at 44% of assets, up from 31% a quarter earlier, followed by Healthcare and Miscellaneous.
Against the trend, R.G. Niederhoffer Capital Management opened a new position in UnitedHealth worth $1.15M.
- R.G. Niederhoffer Capital Management's largest Q3 2019 buy was UnitedHealth: 5,300 shares worth $1.15M.
- R.G. Niederhoffer Capital Management added most to Merck in Q3 2019, an estimated $857K increase.
- R.G. Niederhoffer Capital Management's biggest Q3 2019 reduction was Union Pacific, cutting an estimated $488K.
- R.G. Niederhoffer Capital Management fully exited JPMorgan Chase in Q3 2019, selling an estimated $1.29M.
- R.G. Niederhoffer Capital Management's ten largest holdings make up 81% of its $11.3M portfolio in Q3 2019.
- R.G. Niederhoffer Capital Management opened 9 new positions and closed 19 in Q3 2019.
- R.G. Niederhoffer Capital Management's portfolio value fell 34% quarter-over-quarter to $11.3M.
Based on R.G. Niederhoffer Capital Management's 13F filing for Q3 2019, filed 6 Nov 2019.