Maple Securities USA’s Caterpillar CAT Stock Holding History

Maple Securities USA’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-36,856	Closed	-$2.41M	–	11
2015 Q3	$2.41M	Sell	36,856 -274	-0.7%	-$21K	0.3%	20
2015 Q2	$3.15M	Sell	37,130 -55,501	-60%	-$4.77M	0.3%	25
2015 Q1	$7.41M	Buy	92,631 +5,330	+6%	+$443K	0.62%	23
2014 Q4	$7.99M	Buy	+87,301	New	+$8.5M	0.63%	25
2014 Q2	–	Sell	-3,080	Closed	-$306K	–	240
2014 Q1	$306K	Sell	3,080 -1,199	-28%	-$113K	0.03%	122
2013 Q4	$389K	Sell	4,279 -3,633	-46%	-$310K	0.03%	217
2013 Q3	$660K	Buy	7,912 +2,817	+55%	+$238K	0.05%	199
2013 Q2	$420K	Buy	+5,095	New	+$433K	0.04%	287

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Maple Securities USA's CAT Position: Q4 2015 in Review

Maple Securities USA sold out of Caterpillar (CAT) in Q4 2015, closing a stake of 36,856 shares — an estimated $2.41M sold.

Maple Securities USA first reported a position in CAT in Q2 2013 and held it in 8 quarters. The position peaked at $7.99M in Q4 2014. 1,066 funds tracked by Wall St. Rank hold CAT as of Q4 2015.

Maple Securities USA reported no remaining Caterpillar position as of Q4 2015 after selling out during the quarter.
Maple Securities USA sold 36,856 Caterpillar shares in Q4 2015, an estimated $2.41M.
Maple Securities USA first reported a position in Caterpillar in Q2 2013 and held it in 8 quarters.
Maple Securities USA's Caterpillar position peaked at $7.99M in Q4 2014.
1,066 funds tracked by Wall St. Rank held Caterpillar as of Q4 2015.

Based on Maple Securities USA's 13F filing for Q4 2015, filed 15 Jan 2016.