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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
$646M
2
Franklin Resources
Franklin Resources
California
$612M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$893M
4
Capital World Investors
Capital World Investors
California
$1.33B
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$135M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$292M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$88.4M
3
EVM
Eaton Vance Management
Massachusetts
$85.4M
4
HCM
Herndon Capital Management
Georgia
$0
5
Morgan Stanley
Morgan Stanley
New York
$267M
Name Holding Trade Value Shares
Change 		Shares
Change %
LG
1176
LaFleur & Godfrey
Michigan
– -$631K -6,898 Closed
DR
1177
Davis Rea
Ontario, Canada
– -$581K -6,345 Closed
PAM
1178
Paradigm Asset Management
New York
– -$577K -6,300 Closed
GC
1179
Guardian Capital
Ontario, Canada
– -$550K -6,004 Closed
AWA
1180
AmeriServ Wealth Advisors
Pennsylvania
– -$531K -5,800 Closed
AC
1181
Allstate Corporation
Illinois
– -$506K -5,530 Closed
EPM
1182
Equitec Proprietary Markets
Illinois
– -$500K -5,465 Closed
SFM
1183
Systematic Financial Management
New Jersey
– -$494K -5,401 Closed
TSS
1184
Two Sigma Securities
New York
– -$479K -5,236 Closed
BWFM
1185
Bridgewater Wealth & Financial Management
Maryland
– -$454K -4,960 Closed
TI
1186
Telemetry Investments
New York
– -$454K -4,960 Closed
BP
1187
Ballentine Partners
Massachusetts
– -$435K -4,745 Closed
PHK
1188
Point72 Hong Kong
Hong Kong
– -$425K -4,642 Closed
CL
1189
Choreo LLC
Illinois
– -$416K -4,542 Closed
LW
1190
Linscomb Wealth
Texas
– -$403K -4,399 Closed
UOC
1191
UBS O'Connor
Illinois
– -$366K -4,000 Closed
NAMA
1192
Nikko Asset Management Americas
New York
– -$370K -4,000 Closed
MFIMFI
1193
Mesirow Financial Investment Management - Fixed Income
Illinois
– -$352K -3,850 Closed
VIA
1194
Vident Investment Advisory
Georgia
– -$352K -3,849 Closed
PJSIMP
1195
P.J. Schmidt Investment Management (PJS)
Wisconsin
– -$336K -3,671 Closed
TTWM
1196
TCV Trust & Wealth Management
Virginia
– -$334K -3,646 Closed
HCC
1197
Hirtle Callaghan & Co
Pennsylvania
– -$329K -3,597 Closed
WIS
1198
Wright Investors Service
Connecticut
– -$327K -3,574 Closed
AI
1199
Analytic Investors
California
– -$321K -3,511 Closed
CCM
1200
Covington Capital Management
California
– -$305K -3,334 Closed
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