Vident Investment Advisory’s Caterpillar CAT Stock Holding History

Vident Investment Advisory’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-3,680	Closed	-$904K	–	173
2023 Q2	$904K	Sell	3,680 -2,204	-37%	-$491K	0.03%	506
2023 Q1	$1.35M	Buy	5,884 +910	+18%	+$220K	0.04%	462
2022 Q4	$1.19M	Buy	4,974 +1,138	+30%	+$248K	0.04%	444
2022 Q3	$414K	Buy	3,836 +245	+7%	+$44.8K	0.01%	822
2022 Q2	$646K	Sell	3,591 -565	-14%	-$119K	0.02%	780
2022 Q1	$924K	Sell	4,156 -171	-4%	-$35.9K	0.02%	718
2021 Q4	$896K	Sell	4,327 -2,423	-36%	-$488K	0.02%	750
2021 Q3	$1.3M	Buy	6,750 +2,128	+46%	+$443K	0.04%	592
2021 Q2	$1.01M	Sell	4,622 -2,183	-32%	-$504K	0.03%	651
2021 Q1	$1.58M	Sell	6,805 -222	-3%	-$46K	0.05%	473
2020 Q4	$1.28M	Buy	7,027 +440	+7%	+$74.6K	0.05%	467
2020 Q3	$983K	Sell	6,587 -517	-7%	-$72.6K	0.05%	494
2020 Q2	$898K	Buy	+7,104	New	+$842K	0.05%	507
2019 Q1	–	Sell	-3,180	Closed	-$404K	–	727
2018 Q4	$404K	Buy	+3,180	New	+$414K	0.02%	647
2015 Q4	–	Sell	-1,482	Closed	-$97K	–	441
2015 Q3	$97K	Buy	1,482 +796	+116%	+$60.9K	0.01%	766
2015 Q2	$58K	Buy	+686	New	+$59K	0.01%	753
2015 Q1	–	Sell	-3,849	Closed	-$352K	–	696
2014 Q4	$352K	Buy	+3,849	New	+$375K	0.12%	403

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return