Vident Investment Advisory’s Caterpillar CAT Stock Holding History

Vident Investment Advisory’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-3,680	Closed	-$904K	–	173
2023 Q2	$904K	Sell	3,680 -2,204	-37%	-$491K	0.03%	506
2023 Q1	$1.35M	Buy	5,884 +910	+18%	+$220K	0.04%	462
2022 Q4	$1.19M	Buy	4,974 +1,138	+30%	+$248K	0.04%	444
2022 Q3	$414K	Buy	3,836 +245	+7%	+$44.8K	0.01%	822
2022 Q2	$646K	Sell	3,591 -565	-14%	-$119K	0.02%	780
2022 Q1	$924K	Sell	4,156 -171	-4%	-$35.9K	0.02%	718
2021 Q4	$896K	Sell	4,327 -2,423	-36%	-$488K	0.02%	750
2021 Q3	$1.3M	Buy	6,750 +2,128	+46%	+$443K	0.04%	592
2021 Q2	$1.01M	Sell	4,622 -2,183	-32%	-$504K	0.03%	651
2021 Q1	$1.58M	Sell	6,805 -222	-3%	-$46K	0.05%	473
2020 Q4	$1.28M	Buy	7,027 +440	+7%	+$74.6K	0.05%	467
2020 Q3	$983K	Sell	6,587 -517	-7%	-$72.6K	0.05%	494
2020 Q2	$898K	Buy	+7,104	New	+$842K	0.05%	507
2019 Q1	–	Sell	-3,180	Closed	-$404K	–	727
2018 Q4	$404K	Buy	+3,180	New	+$414K	0.02%	647
2015 Q4	–	Sell	-1,482	Closed	-$97K	–	441
2015 Q3	$97K	Buy	1,482 +796	+116%	+$60.9K	0.01%	766
2015 Q2	$58K	Buy	+686	New	+$59K	0.01%	753
2015 Q1	–	Sell	-3,849	Closed	-$352K	–	696
2014 Q4	$352K	Buy	+3,849	New	+$375K	0.12%	403

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Vident Investment Advisory's CAT Position: Q3 2023 in Review

Vident Investment Advisory sold out of Caterpillar (CAT) in Q3 2023, closing a stake of 3,680 shares — an estimated $904K sold.

Vident Investment Advisory first reported a position in CAT in Q4 2014 and held it in 17 quarters. The position peaked at $1.58M in Q1 2021. 2,404 funds tracked by Wall St. Rank hold CAT as of Q3 2023.

Vident Investment Advisory reported no remaining Caterpillar position as of Q3 2023 after selling out during the quarter.
Vident Investment Advisory sold 3,680 Caterpillar shares in Q3 2023, an estimated $904K.
Vident Investment Advisory first reported a position in Caterpillar in Q4 2014 and held it in 17 quarters.
Vident Investment Advisory's Caterpillar position peaked at $1.58M in Q1 2021.
2,404 funds tracked by Wall St. Rank held Caterpillar as of Q3 2023.

Based on Vident Investment Advisory's 13F filing for Q3 2023.