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UBS O'Connor’s Caterpillar CAT Stock Holding History

UBS O'Connor’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-4,200
Closed -$1.63M – 315
2025
Q2 		$1.63M Buy
+4,200
New +$1.4M 0.04% 172
2023
Q1 		– Sell
-32,771
Closed -$7.85M – 638
2022
Q4 		$7.85M Buy
+32,771
New +$7.13M 0.14% 86
2017
Q2 		– Sell
-174,000
Closed -$16.1M – 396
2017
Q1 		$16.1M Buy
174,000
+18,541
+12% +$1.76M 0.27% 95
2016
Q4 		$14.4M Buy
+155,459
New +$14.1M 0.28% 103
2015
Q3 		– Sell
-67,514
Closed -$5.73M – 556
2015
Q2 		$5.73M Buy
+67,514
New +$5.81M 0.05% 317
2015
Q1 		– Sell
-4,000
Closed -$366K – 769
2014
Q4 		$366K Buy
+4,000
New +$389K 0.01% 498
2014
Q2 		– Sell
-8,797
Closed -$874K – 449
2014
Q1 		$874K Sell
8,797
-222,170
-96% -$21M 0.02% 334
2013
Q4 		$21M Sell
230,967
-76,870
-25% -$6.56M 0.39% 94
2013
Q3 		$25.7M Buy
307,837
+194,269
+171% +$16.4M 0.53% 60
2013
Q2 		$9.37M Buy
+113,568
New +$9.66M 0.18% 166

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

UBS O'Connor's CAT Position: Q3 2025 in Review

UBS O'Connor sold out of Caterpillar (CAT) in Q3 2025, closing a stake of 4,200 shares — an estimated $1.63M sold.

UBS O'Connor first reported a position in CAT in Q2 2013 and held it in 10 quarters. The position peaked at $25.7M in Q3 2013. 3,148 funds tracked by Wall St. Rank hold CAT as of Q3 2025.

  • UBS O'Connor reported no remaining Caterpillar position as of Q3 2025 after selling out during the quarter.
  • UBS O'Connor sold 4,200 Caterpillar shares in Q3 2025, an estimated $1.63M.
  • UBS O'Connor first reported a position in Caterpillar in Q2 2013 and held it in 10 quarters.
  • UBS O'Connor's Caterpillar position peaked at $25.7M in Q3 2013.
  • 3,148 funds tracked by Wall St. Rank held Caterpillar as of Q3 2025.

Based on UBS O'Connor's 13F filing for Q3 2025, filed 14 Nov 2025.