UOC
CAT icon

UBS O'Connor’s Caterpillar CAT Stock Holding History

UBS O'Connor’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-64,900
Closed -$34K – 301
2017
Q3 		$34K Buy
+64,900
New +$7.47M ﹤0.01% 328
2016
Q4 		– Sell
-161,400
Closed -$121K – 406
2016
Q3 		$121K Buy
+161,400
New +$13.2M ﹤0.01% 392
2016
Q2 		– Sell
-556,300
Closed -$325K – 414
2016
Q1 		$325K Buy
+556,300
New +$37.3M 0.01% 380
2013
Q3 		– Sell
-115,000
Closed -$300K – 439
2013
Q2 		$300K Buy
+115,000
New +$9.78M 0.01% 442

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS O'Connor's CAT Position: Q3 2025 in Review

UBS O'Connor sold out of Caterpillar (CAT) in Q3 2025, closing a stake of 4,200 shares — an estimated $1.63M sold.

UBS O'Connor first reported a position in CAT in Q2 2013 and held it in 9 quarters. The position peaked at $25.7M in Q3 2013. 3,144 funds tracked by Wall St. Rank hold CAT as of Q3 2025.

  • UBS O'Connor reported no remaining Caterpillar position as of Q3 2025 after selling out during the quarter.
  • UBS O'Connor sold 4,200 Caterpillar shares in Q3 2025, an estimated $1.63M.
  • UBS O'Connor first reported a position in Caterpillar in Q2 2013 and held it in 9 quarters.
  • UBS O'Connor's Caterpillar position peaked at $25.7M in Q3 2013.
  • 3,144 funds tracked by Wall St. Rank held Caterpillar as of Q3 2025.

Based on UBS O'Connor's 13F filing for Q3 2025, filed 14 Nov 2025.