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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
RMCM
1126
Reynders McVeigh Capital Management
Massachusetts
– – -3,006 Closed
HCM
1127
Harvey Capital Management
Florida
– – -3,000 Closed
SHWM
1128
Smith & Howard Wealth Management
Georgia
– – -2,965 Closed
Aristotle Capital Management
1129
Aristotle Capital Management
California
– – -2,932 Closed
TB
1130
Terril Brothers
Missouri
– – -2,929 Closed
EIM
1131
Emerson Investment Management
Massachusetts
– – -2,923 Closed
CCM
1132
CrestPoint Capital Management
Missouri
– – -2,900 Closed
EMG
1133
Ellington Management Group
Connecticut
– – -2,896 Closed
MCM
1134
Mengis Capital Management
Oregon
– – -2,891 Closed
AI
1135
Accredited Investors
Minnesota
– – -2,858 Closed
SCA
1136
Salient Capital Advisors
Texas
– – -2,857 Closed
ACM
1137
Apex Capital Management
Ohio
– – -2,795 Closed
CAM
1138
Carret Asset Management
New York
– – -2,790 Closed
CAI
1139
Capital Advisors Inc
Oklahoma
– – -2,760 Closed
AAMU
1140
Amundi Asset Management US
Massachusetts
– – -2,744 Closed
AWA
1141
Arete Wealth Advisors
Illinois
– – -2,741 Closed
SFSG
1142
Stearns Financial Services Group
North Carolina
– – -2,740 Closed
RPGK
1143
Retirement Planning Group (Kansas)
Kansas
– – -2,739 Closed
CC
1144
Cognios Capital
Kansas
– – -2,735 Closed
SCM
1145
Salem Capital Management
Massachusetts
– – -2,700 Closed
LC
1146
Lourd Capital
California
– – -2,696 Closed
ITIM
1147
Indiana Trust & Investment Management
Indiana
– – -2,685 Closed
IT
1148
Independence Trust
Tennessee
– – -2,657 Closed
BOS
1149
Bingham Osborn & Scarborough
California
– – -2,645 Closed
EWMCB
1150
EisnerAmper Wealth Management Corporate Benefits
New Jersey
– – -2,628 Closed
44 45
46
47 48