Ellington Management Group’s Caterpillar CAT Stock Holding History

Ellington Management Group’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-3,200	Closed	-$404K	–	533
2019 Q3	$404K	Buy	+3,200	New	+$407K	0.07%	274
2019 Q2	–	Sell	-4,800	Closed	-$650K	–	599
2019 Q1	$650K	Buy	+4,800	New	+$638K	0.12%	188
2018 Q4	–	Sell	-1,400	Closed	-$213K	–	418
2018 Q3	$213K	Buy	+1,400	New	+$198K	0.06%	430
2018 Q2	–	Sell	-6,000	Closed	-$884K	–	544
2018 Q1	$884K	Buy	6,000 +1,100	+22%	+$174K	0.06%	230
2017 Q4	$772K	Buy	+4,900	New	+$680K	0.13%	133
2017 Q2	–	Sell	-5,100	Closed	-$473K	–	668
2017 Q1	$473K	Sell	5,100 -76,394	-94%	-$7.23M	0.02%	328
2016 Q4	$7.56M	Buy	+81,494	New	+$7.39M	1.15%	13
2015 Q3	–	Sell	-2,896	Closed	-$246K	–	722
2015 Q2	$246K	Buy	+2,896	New	+$249K	0.06%	508
2015 Q1	–	Sell	-3,200	Closed	-$293K	–	692
2014 Q4	$293K	Buy	+3,200	New	+$311K	0.1%	341

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Sanders Capital West Palm Beach, Florida $99.8B AUM 47.9% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Ellington Management Group's CAT Position: Q4 2019 in Review

Ellington Management Group sold out of Caterpillar (CAT) in Q4 2019, closing a stake of 3,200 shares — an estimated $404K sold.

Ellington Management Group first reported a position in CAT in Q4 2014 and held it in 9 quarters. The position peaked at $7.56M in Q4 2016. 1,660 funds tracked by Wall St. Rank hold CAT as of Q4 2019.

Ellington Management Group reported no remaining Caterpillar position as of Q4 2019 after selling out during the quarter.
Ellington Management Group sold 3,200 Caterpillar shares in Q4 2019, an estimated $404K.
Ellington Management Group first reported a position in Caterpillar in Q4 2014 and held it in 9 quarters.
Ellington Management Group's Caterpillar position peaked at $7.56M in Q4 2016.
1,660 funds tracked by Wall St. Rank held Caterpillar as of Q4 2019.

Based on Ellington Management Group's 13F filing for Q4 2019, filed 14 Feb 2020.