Salient Capital Advisors’s Caterpillar CAT Stock Holding History

Salient Capital Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-7,805	Closed	-$724K	–	219
2017 Q1	$724K	Sell	7,805 -8,300	-52%	-$786K	0.01%	153
2016 Q4	$1.49M	Buy	16,105 +165	+1%	+$15K	0.03%	106
2016 Q3	$1.42M	Sell	15,940 -4,500	-22%	-$368K	0.03%	101
2016 Q2	$1.55M	Sell	20,440 -398	-2%	-$29.8K	0.03%	106
2016 Q1	$1.59M	Buy	20,838 +10,830	+108%	+$726K	0.05%	99
2015 Q4	$680K	Buy	+10,008	New	+$700K	0.02%	147
2015 Q3	–	Sell	-2,857	Closed	-$242K	–	253
2015 Q2	$242K	Buy	+2,857	New	+$246K	﹤0.01%	238
2015 Q1	–	Sell	-2,216	Closed	-$203K	–	255
2014 Q4	$203K	Buy	+2,216	New	+$216K	﹤0.01%	229
2013 Q3	–	Sell	-2,488	Closed	-$205K	–	165
2013 Q2	$205K	Buy	+2,488	New	+$212K	0.01%	153

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Salient Capital Advisors's CAT Position: Q2 2017 in Review

Salient Capital Advisors sold out of Caterpillar (CAT) in Q2 2017, closing a stake of 7,805 shares — an estimated $724K sold.

Salient Capital Advisors first reported a position in CAT in Q2 2013 and held it in 9 quarters. The position peaked at $1.59M in Q1 2016. 1,193 funds tracked by Wall St. Rank hold CAT as of Q2 2017.

Salient Capital Advisors reported no remaining Caterpillar position as of Q2 2017 after selling out during the quarter.
Salient Capital Advisors sold 7,805 Caterpillar shares in Q2 2017, an estimated $724K.
Salient Capital Advisors first reported a position in Caterpillar in Q2 2013 and held it in 9 quarters.
Salient Capital Advisors's Caterpillar position peaked at $1.59M in Q1 2016.
1,193 funds tracked by Wall St. Rank held Caterpillar as of Q2 2017.

Based on Salient Capital Advisors's 13F filing for Q2 2017, filed 14 Aug 2017.