Salient Capital Advisors’s Caterpillar CAT Stock Holding History

Salient Capital Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-7,805	Closed	-$724K	–	219
2017 Q1	$724K	Sell	7,805 -8,300	-52%	-$786K	0.01%	153
2016 Q4	$1.49M	Buy	16,105 +165	+1%	+$15K	0.03%	106
2016 Q3	$1.42M	Sell	15,940 -4,500	-22%	-$368K	0.03%	101
2016 Q2	$1.55M	Sell	20,440 -398	-2%	-$29.8K	0.03%	106
2016 Q1	$1.59M	Buy	20,838 +10,830	+108%	+$726K	0.05%	99
2015 Q4	$680K	Buy	+10,008	New	+$700K	0.02%	147
2015 Q3	–	Sell	-2,857	Closed	-$242K	–	253
2015 Q2	$242K	Buy	+2,857	New	+$246K	﹤0.01%	238
2015 Q1	–	Sell	-2,216	Closed	-$203K	–	255
2014 Q4	$203K	Buy	+2,216	New	+$216K	﹤0.01%	229
2013 Q3	–	Sell	-2,488	Closed	-$205K	–	165
2013 Q2	$205K	Buy	+2,488	New	+$212K	0.01%	153

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return