Emerson Investment Management’s Caterpillar CAT Stock Holding History

Emerson Investment Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,923	Closed	-$248K	–	135
2015 Q2	$248K	Hold	2,923	–	–	0.05%	129
2015 Q1	$234K	Buy	+2,923	New	+$243K	0.04%	134
2014 Q4	–	Sell	-2,185	Closed	-$216K	–	150
2014 Q3	$216K	Hold	2,185	–	–	0.04%	145
2014 Q2	$237K	Hold	2,185	–	–	0.05%	142
2014 Q1	$217K	Buy	+2,185	New	+$206K	0.04%	137
2013 Q4	–	Sell	-2,400	Closed	-$200K	–	140
2013 Q3	$200K	Buy	+2,400	New	+$203K	0.04%	132

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Emerson Investment Management's CAT Position: Q3 2015 in Review

Emerson Investment Management sold out of Caterpillar (CAT) in Q3 2015, closing a stake of 2,923 shares — an estimated $248K sold.

Emerson Investment Management first reported a position in CAT in Q3 2013 and held it in 6 quarters. The position peaked at $248K in Q2 2015. 1,059 funds tracked by Wall St. Rank hold CAT as of Q3 2015.

Emerson Investment Management reported no remaining Caterpillar position as of Q3 2015 after selling out during the quarter.
Emerson Investment Management sold 2,923 Caterpillar shares in Q3 2015, an estimated $248K.
Emerson Investment Management first reported a position in Caterpillar in Q3 2013 and held it in 6 quarters.
Emerson Investment Management's Caterpillar position peaked at $248K in Q2 2015.
1,059 funds tracked by Wall St. Rank held Caterpillar as of Q3 2015.

Based on Emerson Investment Management's 13F filing for Q3 2015, filed 9 Nov 2015.