Apex Capital Management’s Caterpillar CAT Stock Holding History

Apex Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,795	Closed	-$237K	–	255
2015 Q2	$237K	Sell	2,795 -163	-6%	-$14K	0.01%	252
2015 Q1	$237K	Buy	2,958 +38	+1%	+$3.16K	0.01%	243
2014 Q4	$267K	Hold	2,920	–	–	0.01%	245
2014 Q3	$289K	Sell	2,920 -375	-11%	-$39.8K	0.01%	236
2014 Q2	$358K	Buy	3,295 +212	+7%	+$22.3K	0.01%	250
2014 Q1	$306K	Sell	3,083 -544	-15%	-$51.3K	0.01%	250
2013 Q4	$329K	Hold	3,627	–	–	0.01%	231
2013 Q3	$302K	Sell	3,627 -3,168	-47%	-$268K	0.01%	217
2013 Q2	$561K	Buy	+6,795	New	+$578K	0.03%	178

Other funds holding CAT

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Apex Capital Management's CAT Position: Q3 2015 in Review

Apex Capital Management sold out of Caterpillar (CAT) in Q3 2015, closing a stake of 2,795 shares — an estimated $237K sold.

Apex Capital Management first reported a position in CAT in Q2 2013 and held it in 9 quarters. The position peaked at $561K in Q2 2013. 1,059 funds tracked by Wall St. Rank hold CAT as of Q3 2015.

Apex Capital Management reported no remaining Caterpillar position as of Q3 2015 after selling out during the quarter.
Apex Capital Management sold 2,795 Caterpillar shares in Q3 2015, an estimated $237K.
Apex Capital Management first reported a position in Caterpillar in Q2 2013 and held it in 9 quarters.
Apex Capital Management's Caterpillar position peaked at $561K in Q2 2013.
1,059 funds tracked by Wall St. Rank held Caterpillar as of Q3 2015.

Based on Apex Capital Management's 13F filing for Q3 2015, filed 21 Oct 2015.