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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
NIT
1076
NumerixS Investment Technologies
British Columbia, Canada
-$2.97M -35,046 Closed
Capstone Investment Advisors
1077
Capstone Investment Advisors
New York
-$2.6M -33,946 Closed
UOC
1078
UBS O'Connor
Illinois
-$2.86M -33,757 Closed
VNA
1079
VNBTrust National Association
Virginia
-$2.82M -33,220 Closed
TCM
1080
Telos Capital Management
California
-$2.68M -31,610 Closed
CIS
1081
Connors Investor Services
Pennsylvania
-$2.44M -28,775 Closed
CIP
1082
Capital Insight Partners
Arizona
-$1.99M -23,465 Closed
CC
1083
Cipher Capital
New York
-$1.83M -21,592 Closed
MCM
1084
McMillion Capital Management
North Carolina
-$1.75M -20,647 Closed
DAS
1085
Dynamic Advisor Solutions
Arizona
-$1.64M -19,343 Closed
MYLI
1086
Meiji Yasuda Life Insurance
Japan
-$1.53M -18,085 Closed
GCP
1087
GSA Capital Partners
United Kingdom
-$1.52M -17,962 Closed
BKBG
1088
BHF Kleinwort Benson Group
Belgium
-$1.42M -16,686 Closed
SP
1089
Sarasin & Partners
United Kingdom
-$1.36M -16,006 Closed
ANBTV
1090
American National Bank & Trust (Virginia)
Virginia
-$1.22M -14,431 Closed
Jennison Associates
1091
Jennison Associates
New York
-$1.21M -14,228 Closed
MSU
1092
Mizuho Securities USA
New York
-$1.13M -13,358 Closed
AL
1093
Airain Ltd
Guernsey
-$957K -11,282 Closed
TWI
1094
Thomas White International
Illinois
-$864K -10,186 Closed
CI Investments Inc
1095
CI Investments Inc
Ontario, Canada
-$848K -10,000 Closed
AGM
1096
Alpine Global Management
New York
-$779K -9,187 Closed
ODCM
1097
Old Dominion Capital Management
Virginia
-$757K -8,930 Closed
KA
1098
KLCM Advisors
Wisconsin
-$702K -8,280 Closed
FFSOTS
1099
Fiduciary Financial Services of The Southwest
Texas
-$633K -7,460 Closed
ZIM
1100
Zacks Investment Management
Illinois
-$607K -7,153 Closed

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.