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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
Capstone Investment Advisors
1076
Capstone Investment Advisors
New York
– – -33,946 Closed
UOC
1077
UBS O'Connor
Illinois
– – -33,757 Closed
VNA
1078
VNBTrust National Association
Virginia
– – -33,220 Closed
TCM
1079
Telos Capital Management
California
– – -31,610 Closed
CIS
1080
Connors Investor Services
Pennsylvania
– – -28,775 Closed
CIP
1081
Capital Insight Partners
Arizona
– – -23,465 Closed
CC
1082
Cipher Capital
New York
– – -21,592 Closed
MCM
1083
McMillion Capital Management
North Carolina
– – -20,647 Closed
DAS
1084
Dynamic Advisor Solutions
Arizona
– – -19,343 Closed
MYLI
1085
Meiji Yasuda Life Insurance
Japan
– – -18,085 Closed
GCP
1086
GSA Capital Partners
United Kingdom
– – -17,962 Closed
BKBG
1087
BHF Kleinwort Benson Group
Belgium
– – -16,686 Closed
SP
1088
Sarasin & Partners
United Kingdom
– – -16,006 Closed
ANBTV
1089
American National Bank & Trust (Virginia)
Virginia
– – -14,431 Closed
Jennison Associates
1090
Jennison Associates
New York
– – -14,228 Closed
MSU
1091
Mizuho Securities USA
New York
– – -13,358 Closed
AL
1092
Airain Ltd
Guernsey
– – -11,282 Closed
TWI
1093
Thomas White International
Illinois
– – -10,186 Closed
CI Investments Inc
1094
CI Investments Inc
Ontario, Canada
– – -10,000 Closed
AGM
1095
Alpine Global Management
New York
– – -9,187 Closed
ODCM
1096
Old Dominion Capital Management
Virginia
– – -8,930 Closed
KA
1097
KLCM Advisors
Wisconsin
– – -8,280 Closed
FFSOTS
1098
Fiduciary Financial Services of The Southwest
Texas
– – -7,460 Closed
ZIM
1099
Zacks Investment Management
Illinois
– – -7,153 Closed
Verition Fund Management
1100
Verition Fund Management
Connecticut
– – -7,028 Closed
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