Mizuho Securities USA’s Caterpillar CAT Stock Holding History

Mizuho Securities USA’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$19.9M	Sell	28,129 -5,946	-17%	-$4.12M	0.47%	31
2025 Q4	$19.6M	Sell	34,075 -46	-0.1%	-$25.6K	0.32%	40
2025 Q3	$14.3M	Buy	34,121 +1,619	+5%	+$691K	0.29%	53
2025 Q2	$12.6M	Sell	32,502 -5,766	-15%	-$1.92M	0.27%	63
2025 Q1	$12.6M	Sell	38,268 -7,491	-16%	-$2.67M	0.27%	69
2024 Q4	$16.6M	Buy	45,759 +14,316	+46%	+$5.55M	0.3%	52
2024 Q3	$12.3M	Sell	31,443 -6,264	-17%	-$2.16M	0.26%	52
2024 Q2	$12.6M	Buy	+37,707	New	+$13.1M	0.28%	61
2022 Q3	–	Sell	-3,584	Closed	-$641K	–	230
2022 Q2	$641K	Hold	3,584	–	–	0.1%	95
2022 Q1	$799K	Sell	3,584 -8,778	-71%	-$1.84M	0.11%	140
2021 Q4	$2.56M	Sell	12,362 -1,056	-8%	-$213K	0.23%	112
2021 Q3	$2.58M	Sell	13,418 -559	-4%	-$116K	0.26%	103
2021 Q2	$3.04M	Sell	13,977 -9,869	-41%	-$2.28M	0.25%	76
2021 Q1	$5.53M	Buy	+23,846	New	+$4.94M	0.53%	35
2020 Q1	–	Sell	-5,270	Closed	-$778K	–	124
2019 Q4	$778K	Buy	+5,270	New	+$735K	0.04%	111
2018 Q2	–	Sell	-8,805	Closed	-$1.3M	–	190
2018 Q1	$1.3M	Sell	8,805 -9,701	-52%	-$1.53M	0.08%	65
2017 Q4	$2.92M	Buy	18,506 +3,199	+21%	+$444K	0.15%	41
2017 Q3	$1.91M	Buy	+15,307	New	+$1.76M	0.1%	62
2017 Q1	–	Sell	-9,439	Closed	-$875K	–	169
2016 Q4	$875K	Sell	9,439 -21,375	-69%	-$1.94M	0.04%	131
2016 Q3	$2.73M	Buy	30,814 +24,829	+415%	+$2.03M	0.23%	69
2016 Q2	$454K	Buy	+5,985	New	+$448K	0.07%	123
2015 Q3	–	Sell	-13,358	Closed	-$1.13M	–	134
2015 Q2	$1.13M	Sell	13,358 -74,082	-85%	-$6.37M	0.14%	78
2015 Q1	$7M	Sell	87,440 -27,530	-24%	-$2.29M	0.9%	27
2014 Q4	$10.5M	Sell	114,970 -59,023	-34%	-$5.75M	1.04%	24
2014 Q3	$17.2M	Buy	+173,993	New	+$18.4M	2.02%	10
2014 Q1	–	Sell	-112,454	Closed	-$10.2M	–	30
2013 Q4	$10.2M	Sell	112,454 -39,133	-26%	-$3.34M	0.84%	27
2013 Q3	$12.6M	Buy	151,587 +6,003	+4%	+$508K	0.8%	21
2013 Q2	$12M	Buy	+145,584	New	+$12.4M	0.59%	22

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Mizuho Securities USA's CAT Position: Q1 2026 in Review

Mizuho Securities USA reduced its Caterpillar (CAT) stake by 17% in Q1 2026, selling an estimated $4.12M and leaving 28,129 shares worth $19.9M. The position accounts for 0.47% of the portfolio, ranked #31.

Mizuho Securities USA first reported a position in CAT in Q2 2013 and has held it in 28 quarters since. 3,732 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Mizuho Securities USA held 28,129 shares of Caterpillar worth $19.9M as of Q1 2026.
Mizuho Securities USA sold 5,946 Caterpillar shares in Q1 2026, an estimated $4.12M.
Caterpillar made up 0.47% of Mizuho Securities USA's portfolio in Q1 2026, its #31 holding.
Mizuho Securities USA first reported a position in Caterpillar in Q2 2013 and has held it in 28 quarters since.
3,732 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Mizuho Securities USA's 13F filing for Q1 2026, filed 11 May 2026.