Alpine Global Management’s Caterpillar CAT Stock Holding History

Alpine Global Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-3,773	Closed	-$477K	–	262
2020 Q2	$477K	Buy	+3,773	New	+$447K	0.08%	145
2018 Q1	–	Sell	-14,276	Closed	-$2.25M	–	124
2017 Q4	$2.25M	Buy	+14,276	New	+$1.98M	0.51%	37
2017 Q2	–	Sell	-11,787	Closed	-$1.09M	–	160
2017 Q1	$1.09M	Sell	11,787 -6,330	-35%	-$599K	0.28%	80
2016 Q4	$1.68M	Buy	18,117 +15,708	+652%	+$1.42M	0.79%	35
2016 Q3	$214K	Buy	+2,409	New	+$197K	0.06%	81
2015 Q3	–	Sell	-9,187	Closed	-$779K	–	203
2015 Q2	$779K	Buy	9,187 +4,925	+116%	+$423K	0.13%	126
2015 Q1	$341K	Sell	4,262 -8,114	-66%	-$674K	0.11%	207
2014 Q4	$1.13M	Buy	+12,376	New	+$1.2M	0.2%	121
2014 Q1	–	Sell	-3,588	Closed	-$326K	–	160
2013 Q4	$326K	Buy	+3,588	New	+$306K	0.53%	44

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Capital International Investors Los Angeles, California $484B AUM 34.9% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Sanders Capital West Palm Beach, Florida $99.8B AUM 47.9% 1-Year Est. Return

Alpine Global Management's CAT Position: Q3 2020 in Review

Alpine Global Management sold out of Caterpillar (CAT) in Q3 2020, closing a stake of 3,773 shares — an estimated $477K sold.

Alpine Global Management first reported a position in CAT in Q4 2013 and held it in 9 quarters. The position peaked at $2.25M in Q4 2017. 1,657 funds tracked by Wall St. Rank hold CAT as of Q3 2020.

Alpine Global Management reported no remaining Caterpillar position as of Q3 2020 after selling out during the quarter.
Alpine Global Management sold 3,773 Caterpillar shares in Q3 2020, an estimated $477K.
Alpine Global Management first reported a position in Caterpillar in Q4 2013 and held it in 9 quarters.
Alpine Global Management's Caterpillar position peaked at $2.25M in Q4 2017.
1,657 funds tracked by Wall St. Rank held Caterpillar as of Q3 2020.

Based on Alpine Global Management's 13F filing for Q3 2020, filed 12 Nov 2020.