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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
1
Waddell & Reed Financial
Kansas
$585M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$850M
3
Norges Bank
3
Norges Bank
Norway
$654M
4
Lord, Abbett & Co
4
Lord, Abbett & Co
New Jersey
$288M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$1.53B

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.37B
2
Goldman Sachs
2
Goldman Sachs
New York
$411M
3
MNA
3
Manning & Napier Advisors
New York
$8.08M
4
ClearBridge Investments
4
ClearBridge Investments
New York
$113M
5
IGIM
5
I.G. Investment Management
Manitoba, Canada
$10.7M
Name Market Value Shares Shares
Change 		Shares
Change %
Harris Associates
76
Harris Associates
Illinois
$89.6M 824,174 +8,998 +1%
U
77
UBS
Switzerland
$84.4M 776,354 -158,523 -17%
Susquehanna International Group
78
Susquehanna International Group
Pennsylvania
$83M 763,344 +319,863 +72%
SBAM
79
Santa Barbara Asset Management
California
$82.3M 757,027 -8,846 -1%
PI
80
PGGM Investments
Netherlands
$79.5M 731,386 +30,231 +4%
Principal Financial Group
81
Principal Financial Group
Iowa
$79.2M 728,477 -17,104 -2%
US Bancorp
82
US Bancorp
Minnesota
$78.7M 724,143 -14,871 -2%
Barclays
83
Barclays
United Kingdom
$70.2M 650,320 -640,025 -50%
BJ
84
BlackRock Japan
Japan
$70M 644,172 -67,396 -9%
ARC
85
Absolute Return Capital
Massachusetts
$68.1M 626,960 +66,035 +12%
Swiss National Bank
86
Swiss National Bank
Switzerland
$67.6M 621,716 +4,900 +0.8%
CA
87
Commerzbank Aktiengesellschaft
Germany
$67.5M 621,232 +38,841 +7%
FMI
88
Factory Mutual Insurance
Massachusetts
$67.5M 621,000 -40,000 -6%
Retirement Systems of Alabama
89
Retirement Systems of Alabama
Alabama
$66.7M 614,137 -6,459 -1%
Lazard Asset Management
90
Lazard Asset Management
New York
$66.7M 613,438 -2,816 -0.5%
Canada Life
91
Canada Life
Manitoba, Canada
$64.2M 592,104 +887 +0.2%
TA
92
Teachers Advisors
New York
$62.8M 577,512 +73,737 +15%
GLA
93
Great Lakes Advisors
Illinois
$62M 570,277 +19,787 +4%
Allianz Asset Management
94
Allianz Asset Management
Germany
$60.8M 559,382 -112,848 -17%
GAM
95
Gotham Asset Management
New York
$60.5M 556,994 +181,505 +48%
PNC Financial Services Group
96
PNC Financial Services Group
Pennsylvania
$58.7M 540,240 -11,907 -2%
BNP Paribas Financial Markets
97
BNP Paribas Financial Markets
France
$53.7M 494,563 -314,320 -39%
AAM
98
Aberdeen Asset Management
United Kingdom
$53.4M 491,742 +424,928 +636%
Ohio Public Employees Retirement System (OPERS)
99
Ohio Public Employees Retirement System (OPERS)
Ohio
$53.1M 488,828 -25,898 -5%
SB
100
Suntrust Banks
Georgia
$52.7M 485,114 -326,640 -40%
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4
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