Santa Barbara Asset Management’s Caterpillar CAT Stock Holding History

Santa Barbara Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-892,415	Closed	-$81.7M	–	58
2014 Q4	$81.7M	Sell	892,415 -26,164	-3%	-$2.55M	1.65%	39
2014 Q3	$91M	Buy	918,579 +161,552	+21%	+$17.1M	1.88%	36
2014 Q2	$82.3M	Sell	757,027 -8,846	-1%	-$929K	1.69%	42
2014 Q1	$76.1M	Sell	765,873 -4,150	-0.5%	-$391K	1.63%	41
2013 Q4	$69.9M	Sell	770,023 -14,138	-2%	-$1.21M	1.57%	40
2013 Q3	$65.4M	Buy	784,161 +45,811	+6%	+$3.87M	1.55%	40
2013 Q2	$60.9M	Buy	+738,350	New	+$62.8M	1.59%	39

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Santa Barbara Asset Management's CAT Position: Q1 2015 in Review

Santa Barbara Asset Management sold out of Caterpillar (CAT) in Q1 2015, closing a stake of 892,415 shares — an estimated $81.7M sold.

Santa Barbara Asset Management first reported a position in CAT in Q2 2013 and held it in 7 quarters. The position peaked at $91M in Q3 2014. 1,116 funds tracked by Wall St. Rank hold CAT as of Q1 2015.

Santa Barbara Asset Management reported no remaining Caterpillar position as of Q1 2015 after selling out during the quarter.
Santa Barbara Asset Management sold 892,415 Caterpillar shares in Q1 2015, an estimated $81.7M.
Santa Barbara Asset Management first reported a position in Caterpillar in Q2 2013 and held it in 7 quarters.
Santa Barbara Asset Management's Caterpillar position peaked at $91M in Q3 2014.
1,116 funds tracked by Wall St. Rank held Caterpillar as of Q1 2015.

Based on Santa Barbara Asset Management's 13F filing for Q1 2015, filed 14 May 2015.