Absolute Return Capital’s Caterpillar CAT Stock Holding History

Absolute Return Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-149,363	Closed	-$9.76M	–	59
2015 Q3	$9.76M	Sell	149,363 -106,316	-42%	-$8.13M	0.62%	45
2015 Q2	$21.7M	Sell	255,679 -207,201	-45%	-$17.8M	0.86%	16
2015 Q1	$37M	Sell	462,880 -110,563	-19%	-$9.19M	0.98%	12
2014 Q4	$52.5M	Sell	573,443 -66,010	-10%	-$6.43M	1.08%	11
2014 Q3	$63.3M	Buy	639,453 +12,493	+2%	+$1.32M	0.89%	15
2014 Q2	$68.1M	Buy	626,960 +66,035	+12%	+$6.93M	0.8%	10
2014 Q1	$55.7M	Sell	560,925 -388,641	-41%	-$36.7M	0.81%	7
2013 Q4	$86.2M	Buy	949,566 +481,986	+103%	+$41.2M	0.95%	7
2013 Q3	$39M	Buy	467,580 +267,942	+134%	+$22.7M	0.54%	43
2013 Q2	$16.5M	Buy	+199,638	New	+$17M	0.21%	142

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Absolute Return Capital's CAT Position: Q4 2015 in Review

Absolute Return Capital sold out of Caterpillar (CAT) in Q4 2015, closing a stake of 149,363 shares — an estimated $9.76M sold.

Absolute Return Capital first reported a position in CAT in Q2 2013 and held it in 10 quarters. The position peaked at $86.2M in Q4 2013. 1,066 funds tracked by Wall St. Rank hold CAT as of Q4 2015.

Absolute Return Capital reported no remaining Caterpillar position as of Q4 2015 after selling out during the quarter.
Absolute Return Capital sold 149,363 Caterpillar shares in Q4 2015, an estimated $9.76M.
Absolute Return Capital first reported a position in Caterpillar in Q2 2013 and held it in 10 quarters.
Absolute Return Capital's Caterpillar position peaked at $86.2M in Q4 2013.
1,066 funds tracked by Wall St. Rank held Caterpillar as of Q4 2015.

Based on Absolute Return Capital's 13F filing for Q4 2015.