BlackRock Japan’s Caterpillar CAT Stock Holding History

BlackRock Japan’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$72M	Buy	776,846 +5,971	+0.8%	+$541K	0.24%	99
2016 Q3	$68.4M	Buy	770,875 +40,593	+6%	+$3.32M	0.23%	97
2016 Q2	$55.4M	Buy	730,282 +1,291	+0.2%	+$96.7K	0.2%	113
2016 Q1	$55.8M	Buy	728,991 +24,121	+3%	+$1.62M	0.21%	108
2015 Q4	$47.9M	Buy	704,870 +606	+0.1%	+$42.4K	0.18%	132
2015 Q3	$46M	Buy	704,264 +20,749	+3%	+$1.59M	0.18%	132
2015 Q2	$58M	Buy	683,515 +12,240	+2%	+$1.05M	0.22%	105
2015 Q1	$53.7M	Sell	671,275 -45,382	-6%	-$3.77M	0.21%	113
2014 Q4	$65.6M	Buy	716,657 +69,309	+11%	+$6.75M	0.25%	92
2014 Q3	$64.1M	Buy	647,348 +3,176	+0.5%	+$337K	0.28%	79
2014 Q2	$70M	Sell	644,172 -67,396	-9%	-$7.07M	0.32%	68
2014 Q1	$70.7M	Sell	711,568 -30,041	-4%	-$2.83M	0.32%	68
2013 Q4	$67.3M	Sell	741,609 -30,830	-4%	-$2.63M	0.3%	75
2013 Q3	$64.4M	Sell	772,439 -9,932	-1%	-$840K	0.31%	73
2013 Q2	$64.5M	Buy	+782,371	New	+$66.5M	0.3%	79

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

BlackRock Japan's CAT Position: Q4 2016 in Review

BlackRock Japan increased its Caterpillar (CAT) stake by 0.77% in Q4 2016, buying an estimated $541K and bringing the position to 776,846 shares worth $72M. The position accounts for 0.24% of the portfolio, ranked #99.

BlackRock Japan first reported a position in CAT in Q2 2013 and has held it in 15 quarters since. 1,162 funds tracked by Wall St. Rank hold CAT as of Q4 2016.

BlackRock Japan held 776,846 shares of Caterpillar worth $72M as of Q4 2016.
BlackRock Japan bought 5,971 Caterpillar shares in Q4 2016, an estimated $541K.
Caterpillar made up 0.24% of BlackRock Japan's portfolio in Q4 2016, its #99 holding.
BlackRock Japan first reported a position in Caterpillar in Q2 2013 and has held it in 15 quarters since.
1,162 funds tracked by Wall St. Rank held Caterpillar as of Q4 2016.

Based on BlackRock Japan's 13F filing for Q4 2016, filed 10 Feb 2017.