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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.21B
2
Invesco
2
Invesco
Georgia
$404M
3
Fidelity International
3
Fidelity International
Bermuda
$186M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$494M
5
O
5
OppenheimerFunds
New York
$155M

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.16B
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$44.1M
3
MNA
3
Manning & Napier Advisors
New York
$152M
4
Franklin Resources
4
Franklin Resources
California
$473M
5
Capital World Investors
5
Capital World Investors
California
$2.6B
Name Market Value Shares Shares
Change 		Shares
Change %
SBAM
76
Santa Barbara Asset Management
California
$76.1M 765,873 -4,150 -0.5%
Bank of Montreal
77
Bank of Montreal
Ontario, Canada
$74.3M 747,479 +246,658 +49%
Principal Financial Group
78
Principal Financial Group
Iowa
$74.1M 745,581 +12,158 +2%
US Bancorp
79
US Bancorp
Minnesota
$73.4M 739,014 -76,304 -9%
Jennison Associates
80
Jennison Associates
New York
$72.8M 732,647 +732,647 New
BJ
81
BlackRock Japan
Japan
$70.7M 711,568 -30,041 -4%
PI
82
PGGM Investments
Netherlands
$69.7M 701,155 +701,155 New
Allianz Asset Management
83
Allianz Asset Management
Germany
$66.8M 672,230 -180,577 -21%
FMI
84
Factory Mutual Insurance
Massachusetts
$65.7M 661,000 -95,000 -13%
SG Americas Securities
85
SG Americas Securities
New York
$62.8M 632,424 -276,333 -30%
Retirement Systems of Alabama
86
Retirement Systems of Alabama
Alabama
$61.7M 620,596 +3,515 +0.6%
Swiss National Bank
87
Swiss National Bank
Switzerland
$61.3M 616,816 -73,300 -11%
Lazard Asset Management
88
Lazard Asset Management
New York
$61.2M 616,254 -138,762 -18%
Canada Life
89
Canada Life
Manitoba, Canada
$58.4M 591,217 +18,716 +3%
CA
90
Commerzbank Aktiengesellschaft
Germany
$57.9M 582,391 -43,474 -7%
RFC
91
Russell Frank Company
Washington
$57.4M 548,928 +113,423 +26%
ARC
92
Absolute Return Capital
Massachusetts
$55.7M 560,925 -388,641 -41%
PNC Financial Services Group
93
PNC Financial Services Group
Pennsylvania
$54.9M 552,147 -23,644 -4%
GLA
94
Great Lakes Advisors
Illinois
$54.7M 550,490 +11,551 +2%
D.E. Shaw & Co
95
D.E. Shaw & Co
New York
$52.7M 530,795 +379,937 +252%
USSCPF
96
United States Steel & Carnegie Pension Fund
New York
$52.1M 524,558 -500,000 -49%
Ohio Public Employees Retirement System (OPERS)
97
Ohio Public Employees Retirement System (OPERS)
Ohio
$51.1M 514,726 -22,129 -4%
EA
98
Euclid Advisors
Connecticut
$50.7M 510,003 +154,340 +43%
TA
99
Teachers Advisors
New York
$50.1M 503,775 +10,583 +2%
LBG
100
Lloyds Banking Group
United Kingdom
$49M 492,881 +223,149 +83%
2 3
4
5 6