Euclid Advisors’s Caterpillar CAT Stock Holding History

Euclid Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-19,350	Closed	-$1.47M	–	90
2016 Q2	$1.47M	Sell	19,350 -8,930	-32%	-$669K	0.06%	305
2016 Q1	$2.17M	Buy	+28,280	New	+$1.9M	0.08%	271
2015 Q3	–	Sell	-41,427	Closed	-$3.51M	–	258
2015 Q2	$3.51M	Buy	+41,427	New	+$3.56M	0.07%	275
2014 Q4	–	Sell	-437,590	Closed	-$43.3M	–	388
2014 Q3	$43.3M	Buy	437,590 +57,967	+15%	+$6.14M	0.31%	70
2014 Q2	$41.3M	Sell	379,623 -130,380	-26%	-$13.7M	0.29%	78
2014 Q1	$50.7M	Buy	510,003 +154,340	+43%	+$14.6M	0.38%	56
2013 Q4	$32.3M	Sell	355,663 -146,970	-29%	-$12.5M	0.27%	81
2013 Q3	$41.9M	Buy	502,633 +60,763	+14%	+$5.14M	0.42%	51
2013 Q2	$36.5M	Buy	+441,870	New	+$37.6M	0.46%	46

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Euclid Advisors's CAT Position: Q3 2016 in Review

Euclid Advisors sold out of Caterpillar (CAT) in Q3 2016, closing a stake of 19,350 shares — an estimated $1.47M sold.

Euclid Advisors first reported a position in CAT in Q2 2013 and held it in 9 quarters. The position peaked at $50.7M in Q1 2014. 1,094 funds tracked by Wall St. Rank hold CAT as of Q3 2016.

Euclid Advisors reported no remaining Caterpillar position as of Q3 2016 after selling out during the quarter.
Euclid Advisors sold 19,350 Caterpillar shares in Q3 2016, an estimated $1.47M.
Euclid Advisors first reported a position in Caterpillar in Q2 2013 and held it in 9 quarters.
Euclid Advisors's Caterpillar position peaked at $50.7M in Q1 2014.
1,094 funds tracked by Wall St. Rank held Caterpillar as of Q3 2016.

Based on Euclid Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.