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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
MFIMFI
926
Mesirow Financial Investment Management - Fixed Income
Illinois
$352K – – –
VIA
927
Vident Investment Advisory
Georgia
$352K +$352K +3,849 New
SAM
928
Shikiar Asset Management
New York
$350K +$9.15K +100 +3%
ZF
929
Zhang Financial
Michigan
$346K -$898K -9,815 -72%
HA
930
Halsey Associates
Connecticut
$342K – – –
AIM
931
Aspen Investment Management
Michigan
$340K -$27.5K -300 -7%
DHFB
932
Dixon Hubard Feinour & Brown
Virginia
$339K – – –
PJSIMP
933
P.J. Schmidt Investment Management (PJS)
Wisconsin
$336K -$148K -1,615 -31%
RIM
934
Regent Investment Management
Kentucky
$335K – – –
BTNA
935
Bremer Trust National Association
Minnesota
$334K – – –
TTWM
936
TCV Trust & Wealth Management
Virginia
$334K +$20.7K +226 +7%
IRS
937
Invictus RG (Singapore)
Singapore
$333K -$173K -1,892 -34%
CRC
938
Curi RMB Capital
Illinois
$331K – – –
BONST
939
Bank of Nova Scotia Trust
Ontario, Canada
$330K – – –
HCC
940
Hirtle Callaghan & Co
Pennsylvania
$329K -$27.4K -300 -8%
SC
941
Saiers Capital
New York
$327K -$1.53M -16,725 -82%
WIS
942
Wright Investors Service
Connecticut
$327K -$83K -907 -20%
WAM
943
Winslow Asset Management
Ohio
$325K – – –
AP
944
Atwood & Palmer
Missouri
$321K -$60.1K -655 -16%
AI
945
Analytic Investors
California
$321K +$321K +3,511 New
HCM
946
Harvey Capital Management
Florida
$320K – – –
MPI
947
Mairs & Power Inc
Minnesota
$320K +$39.1K +427 +14%
WSC
948
Wellington Shields & Co
New York
$320K +$91.4K +1,000 +40%
GLI
949
Guardian Life Insurance
New York
$316K -$11K -120 -3%
AFG
950
Albion Financial Group
Utah
$313K -$19.2K -210 -6%
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