Aspen Investment Management’s Caterpillar CAT Stock Holding History

Aspen Investment Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$3.74M	Sell	3,515 -29	-0.8%	-$25.5K	1.01%	25
2026 Q1	$2.51M	Sell	3,544 -323	-8%	-$224K	0.77%	35
2025 Q4	$2.21M	Buy	3,867 +937	+32%	+$521K	0.67%	43
2025 Q3	$1.4M	Hold	2,930	–	–	0.54%	57
2025 Q2	$1.14M	Sell	2,930 -36	-1%	-$12K	0.48%	62
2025 Q1	$978K	Hold	2,966	–	–	0.45%	66
2024 Q4	$1.08M	Sell	2,966 -110	-4%	-$42.7K	0.5%	60
2024 Q3	$1.2M	Buy	3,076 +2	+0.1%	+$691	0.56%	53
2024 Q2	$1.02M	Sell	3,074 -154	-5%	-$53.4K	0.51%	56
2024 Q1	$1.18M	Sell	3,228 -250	-7%	-$79.9K	0.6%	49
2023 Q4	$1.03M	Buy	3,478 +11	+0.3%	+$2.85K	0.57%	54
2023 Q3	$946K	Sell	3,467 -50	-1%	-$13.6K	0.57%	52
2023 Q2	$865K	Hold	3,517	–	–	0.51%	63
2023 Q1	$805K	Sell	3,517 -160	-4%	-$38.7K	0.51%	62
2022 Q4	$881K	Sell	3,677 -250	-6%	-$54.4K	0.58%	56
2022 Q3	$644K	Hold	3,927	–	–	0.43%	77
2022 Q2	$702K	Sell	3,927 -1	-0%	-$211	0.44%	76
2022 Q1	$875K	Sell	3,928 -30	-0.8%	-$6.29K	0.46%	78
2021 Q4	$818K	Sell	3,958 -4	-0.1%	-$805	0.4%	82
2021 Q3	$761K	Sell	3,962 -1,337	-25%	-$278K	0.4%	81
2021 Q2	$1.15M	Sell	5,299 -24	-0.5%	-$5.54K	0.6%	55
2021 Q1	$1.23M	Buy	5,323 +692	+15%	+$143K	0.69%	46
2020 Q4	$843K	Buy	4,631 +622	+16%	+$105K	0.5%	69
2020 Q3	$598K	Hold	4,009	–	–	0.4%	75
2020 Q2	$507K	Sell	4,009 -61	-1%	-$7.23K	0.36%	77
2020 Q1	$472K	Sell	4,070 -415	-9%	-$53K	0.41%	71
2019 Q4	$662K	Hold	4,485	–	–	0.41%	74
2019 Q3	$567K	Sell	4,485 -239	-5%	-$30.4K	0.38%	76
2019 Q2	$644K	Sell	4,724 -50	-1%	-$6.61K	0.42%	73
2019 Q1	$647K	Hold	4,774	–	–	0.45%	72
2018 Q4	$607K	Hold	4,774	–	–	0.49%	65
2018 Q3	$728K	Buy	4,774 +50	+1%	+$7.07K	0.48%	66
2018 Q2	$641K	Hold	4,724	–	–	0.44%	71
2018 Q1	$696K	Hold	4,724	–	–	0.5%	65
2017 Q4	$744K	Hold	4,724	–	–	0.53%	60
2017 Q3	$589K	Hold	4,724	–	–	0.44%	65
2017 Q2	$508K	Hold	4,724	–	–	0.38%	69
2017 Q1	$438K	Hold	4,724	–	–	0.32%	79
2016 Q4	$438K	Hold	4,724	–	–	0.33%	75
2016 Q3	$419K	Sell	4,724 -75	-2%	-$6.14K	0.33%	77
2016 Q2	$364K	Sell	4,799 -125	-3%	-$9.37K	0.3%	77
2016 Q1	$377K	Buy	4,924 +1,200	+32%	+$80.5K	0.35%	70
2015 Q4	$253K	Hold	3,724	–	–	0.25%	105
2015 Q3	$243K	Buy	3,724 +10	+0.3%	+$765	0.24%	102
2015 Q2	$315K	Hold	3,714	–	–	0.26%	90
2015 Q1	$297K	Hold	3,714	–	–	0.24%	95
2014 Q4	$340K	Sell	3,714 -300	-7%	-$29.2K	0.29%	87
2014 Q3	$398K	Sell	4,014 -4,618	-53%	-$490K	0.33%	76
2014 Q2	$938K	Buy	8,632 +150	+2%	+$15.7K	0.57%	57
2014 Q1	$843K	Sell	8,482 -59	-0.7%	-$5.56K	0.54%	61
2013 Q4	$776K	Sell	8,541 -600	-7%	-$51.2K	0.52%	66
2013 Q3	$762K	Sell	9,141 -20	-0.2%	-$1.69K	0.54%	64
2013 Q2	$756K	Buy	+9,161	New	+$779K	0.51%	62

Other funds holding CAT

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Aberdeen Group Edinburgh, United Kingdom $71.2B AUM 41.74% 1-Year Est. Return

New York State Common Retirement Fund Albany, New York $79.3B AUM 43.63% 1-Year Est. Return

ECSS

Eurizon Capital SGR SpA Milan $37.3B AUM

New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return

Pictet Asset Management Carouge, Switzerland $105B AUM 38.07% 1-Year Est. Return

Markel Group Glen Allen, Virginia $13.1B AUM 15.62% 1-Year Est. Return

Asset Management One Tokyo, Japan $39B AUM 37.51% 1-Year Est. Return

SMDAM

Sumitomo Mitsui DS Asset Management Tokyo, Japan $14.5B AUM 37.68% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Aspen Investment Management's CAT Position: Q2 2026 in Review

Aspen Investment Management reduced its Caterpillar (CAT) stake by 0.82% in Q2 2026, selling an estimated $25.5K and leaving 3,515 shares worth $3.74M. The position accounts for 1.01% of the portfolio, ranked #25.

Aspen Investment Management first reported a position in CAT in Q2 2013 and has held it in 53 quarters since. 1,996 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

Aspen Investment Management held 3,515 shares of Caterpillar worth $3.74M as of Q2 2026.
Aspen Investment Management sold 29 Caterpillar shares in Q2 2026, an estimated $25.5K.
Caterpillar made up 1.01% of Aspen Investment Management's portfolio in Q2 2026, its #25 holding.
Aspen Investment Management first reported a position in Caterpillar in Q2 2013 and has held it in 53 quarters since.
1,996 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on Aspen Investment Management's 13F filing for Q2 2026, filed 17 Jul 2026.