Saiers Capital’s Caterpillar CAT Stock Holding History

Saiers Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-42,834	Closed	-$3.43M	–	33
2015 Q1	$3.43M	Buy	42,834 +39,259	+1,098%	+$3.26M	2.65%	6
2014 Q4	$327K	Sell	3,575 -16,725	-82%	-$1.63M	0.1%	125
2014 Q3	$2.01M	Sell	20,300 -3,700	-15%	-$392K	0.89%	29
2014 Q2	$2.61M	Sell	24,000 -9,100	-27%	-$955K	0.79%	35
2014 Q1	$3.29M	Buy	33,100 +24,400	+280%	+$2.3M	0.93%	26
2013 Q4	$790K	Sell	8,700 -776	-8%	-$66.3K	0.05%	115
2013 Q3	$790K	Sell	9,476 -289,024	-97%	-$24.4M	0.12%	146
2013 Q2	$24.6M	Buy	+298,500	New	+$25.4M	2.71%	6

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Saiers Capital's CAT Position: Q2 2015 in Review

Saiers Capital sold out of Caterpillar (CAT) in Q2 2015, closing a stake of 42,834 shares — an estimated $3.43M sold.

Saiers Capital first reported a position in CAT in Q2 2013 and held it in 8 quarters. The position peaked at $24.6M in Q2 2013. 1,128 funds tracked by Wall St. Rank hold CAT as of Q2 2015.

Saiers Capital reported no remaining Caterpillar position as of Q2 2015 after selling out during the quarter.
Saiers Capital sold 42,834 Caterpillar shares in Q2 2015, an estimated $3.43M.
Saiers Capital first reported a position in Caterpillar in Q2 2013 and held it in 8 quarters.
Saiers Capital's Caterpillar position peaked at $24.6M in Q2 2013.
1,128 funds tracked by Wall St. Rank held Caterpillar as of Q2 2015.

Based on Saiers Capital's 13F filing for Q2 2015, filed 11 Aug 2015.