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Caterpillar

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M
Name Holding Trade Value Shares
Change
Shares
Change %
FMBTD
901
First Midwest Bank Trust Division
Illinois
$421K -$17.4K -175 -4%
PHS
902
Pekin Hardy Strauss
Illinois
$419K +$99 +1 +0%
PAM
903
Princeton Alpha Management
New Jersey
$412K +$412K +4,147 New
CCM
904
Catawba Capital Management
Virginia
$411K
ACM
905
Aviance Capital Management
Florida
$404K +$386K +3,884 +2,134%
IH
906
IFC Holdings
Florida
$401K -$211K -2,120 -34%
HCC
907
Hirtle Callaghan & Co
Pennsylvania
$399K -$50.2K -506 -11%
NAMA
908
Nikko Asset Management Americas
New York
$398K
TF
909
Tompkins Financial
New York
$397K -$4.97K -50 -1%
VC
910
Vicus Capital
Pennsylvania
$397K +$397K +3,994 New
BRWM
911
B. Riley Wealth Management
Tennessee
$397K +$397K +3,998 New
DAM
912
Deltec Asset Management
New York
$397K +$397K +4,000 New
PFP
913
Pinnacle Financial Partners
Tennessee
$394K -$26.1K -263 -6%
PCA
914
Peddock Capital Advisors
Massachusetts
$390K
YCM
915
Yorkville Capital Management
New York
$387K
DWT
916
Dorsey & Whitney Trust
South Dakota
$382K +$12.1K +122 +3%
WFG
917
Wills Financial Group
Virginia
$380K +$30.7K +310 +9%
OA
918
Oxbow Advisors
Texas
$375K
JCM
919
Janney Capital Management
Pennsylvania
$371K -$123K -1,240 -25%
HA
920
Halsey Associates
Connecticut
$370K
CG
921
Clinton Group
New York
$370K +$370K +3,725 New
DHFB
922
Dixon Hubard Feinour & Brown
Virginia
$368K -$29.8K -300 -8%
SSB
923
Sandy Spring Bank
Maryland
$363K -$11K -111 -3%
RIM
924
Regent Investment Management
Kentucky
$363K -$9.93K -100 -3%
BTNA
925
Bremer Trust National Association
Minnesota
$363K