Yorkville Capital Management’s Caterpillar CAT Stock Holding History

Yorkville Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-3,900	Closed	-$330K	–	47
2015 Q2	$330K	Hold	3,900	–	–	0.23%	39
2015 Q1	$312K	Hold	3,900	–	–	0.21%	36
2014 Q4	$357K	Hold	3,900	–	–	0.25%	35
2014 Q3	$386K	Hold	3,900	–	–	0.22%	41
2014 Q2	$423K	Hold	3,900	–	–	0.26%	39
2014 Q1	$387K	Hold	3,900	–	–	0.3%	40
2013 Q4	$354K	Sell	3,900 -300	-7%	-$25.6K	0.28%	40
2013 Q3	$350K	Buy	4,200 +1,200	+40%	+$101K	0.31%	38
2013 Q2	$247K	Buy	+3,000	New	+$255K	0.23%	45

Other funds holding CAT

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Yorkville Capital Management's CAT Position: Q3 2015 in Review

Yorkville Capital Management sold out of Caterpillar (CAT) in Q3 2015, closing a stake of 3,900 shares — an estimated $330K sold.

Yorkville Capital Management first reported a position in CAT in Q2 2013 and held it in 9 quarters. The position peaked at $423K in Q2 2014. 1,059 funds tracked by Wall St. Rank hold CAT as of Q3 2015.

Yorkville Capital Management reported no remaining Caterpillar position as of Q3 2015 after selling out during the quarter.
Yorkville Capital Management sold 3,900 Caterpillar shares in Q3 2015, an estimated $330K.
Yorkville Capital Management first reported a position in Caterpillar in Q2 2013 and held it in 9 quarters.
Yorkville Capital Management's Caterpillar position peaked at $423K in Q2 2014.
1,059 funds tracked by Wall St. Rank held Caterpillar as of Q3 2015.

Based on Yorkville Capital Management's 13F filing for Q3 2015, filed 13 Nov 2015.