Oxbow Advisors’s Caterpillar CAT Stock Holding History

Oxbow Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$3.69M	Sell	5,215 -1,405	-21%	-$973K	0.31%	84
2025 Q4	$3.79M	Sell	6,620 -24	-0.4%	-$13.3K	0.33%	83
2025 Q3	$3.17M	Sell	6,644 -1,124	-14%	-$480K	0.29%	85
2025 Q2	$3.02M	Hold	7,768	–	–	0.33%	76
2025 Q1	$2.56M	Sell	7,768 -76	-1%	-$27.1K	0.27%	77
2024 Q4	$2.85M	Sell	7,844 -225	-3%	-$87.3K	0.33%	65
2024 Q3	$3.16M	Buy	8,069 +4	+0%	+$1.38K	0.31%	64
2024 Q2	$2.69M	Buy	8,065 +102	+1%	+$35.4K	0.32%	62
2024 Q1	$2.92M	Sell	7,963 -243	-3%	-$77.7K	0.4%	54
2023 Q4	$2.43M	Sell	8,206 -94	-1%	-$24.4K	0.37%	51
2023 Q3	$2.27M	Sell	8,300 -1,750	-17%	-$475K	0.36%	51
2023 Q2	$2.47M	Buy	10,050 +1,350	+16%	+$301K	0.39%	46
2023 Q1	$1.99M	Hold	8,700	–	–	0.36%	50
2022 Q4	$2.08M	Sell	8,700 -92	-1%	-$20K	0.39%	49
2022 Q3	$1.44M	Hold	8,792	–	–	0.23%	78
2022 Q2	$1.57M	Hold	8,792	–	–	0.22%	73
2022 Q1	$1.96M	Sell	8,792 -202	-2%	-$42.4K	0.2%	75
2021 Q4	$1.86M	Hold	8,994	–	–	0.18%	87
2021 Q3	$1.73M	Hold	8,994	–	–	0.18%	97
2021 Q2	$1.96M	Buy	8,994 +267	+3%	+$61.7K	0.2%	94
2021 Q1	$2.02M	Hold	8,727	–	–	0.25%	80
2020 Q4	$1.59M	Buy	8,727 +400	+5%	+$67.8K	0.2%	90
2020 Q3	$1.24M	Sell	8,327 -100	-1%	-$14K	0.16%	109
2020 Q2	$1.07M	Sell	8,427 -240	-3%	-$28.5K	0.16%	119
2020 Q1	$1.01M	Hold	8,667	–	–	0.17%	117
2019 Q4	$1.28M	Sell	8,667 -1,300	-13%	-$181K	0.15%	131
2019 Q3	$1.26M	Hold	9,967	–	–	0.17%	128
2019 Q2	$1.36M	Buy	9,967 +150	+2%	+$19.8K	0.16%	128
2019 Q1	$1.33M	Buy	9,817 +580	+6%	+$77K	0.16%	126
2018 Q4	$1.17M	Buy	9,237 +520	+6%	+$67.7K	0.16%	133
2018 Q3	$1.33M	Sell	8,717 -200	-2%	-$28.3K	0.16%	122
2018 Q2	$1.21M	Hold	8,917	–	–	0.15%	134
2018 Q1	$1.31M	Buy	8,917 +126	+1%	+$19.9K	0.27%	99
2017 Q4	$1.39M	Buy	8,791 +74	+0.8%	+$10.3K	0.26%	110
2017 Q3	$1.09M	Hold	8,717	–	–	0.21%	121
2017 Q2	$937K	Hold	8,717	–	–	0.17%	134
2017 Q1	$809K	Hold	8,717	–	–	0.13%	142
2016 Q4	$810K	Hold	8,717	–	–	0.1%	154
2016 Q3	$774K	Hold	8,717	–	–	0.11%	147
2016 Q2	$661K	Buy	8,717 +200	+2%	+$15K	0.09%	149
2016 Q1	$651K	Buy	8,517 +2,672	+46%	+$179K	0.09%	147
2015 Q4	$398K	Sell	5,845 -160	-3%	-$11.2K	0.05%	194
2015 Q3	$391K	Sell	6,005 -2,122	-26%	-$162K	0.06%	186
2015 Q2	$690K	Buy	8,127 +4,757	+141%	+$409K	0.09%	157
2015 Q1	$270K	Hold	3,370	–	–	0.04%	168
2014 Q4	$308K	Hold	3,370	–	–	0.04%	169
2014 Q3	$334K	Hold	3,370	–	–	0.05%	168
2014 Q2	$366K	Sell	3,370 -400	-11%	-$42K	0.05%	167
2014 Q1	$375K	Hold	3,770	–	–	0.06%	164
2013 Q4	$342K	Hold	3,770	–	–	0.05%	178
2013 Q3	$314K	Hold	3,770	–	–	0.05%	169
2013 Q2	$311K	Buy	+3,770	New	+$321K	0.05%	155

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Oxbow Advisors's CAT Position: Q1 2026 in Review

Oxbow Advisors reduced its Caterpillar (CAT) stake by 21% in Q1 2026, selling an estimated $973K and leaving 5,215 shares worth $3.69M. The position accounts for 0.31% of the portfolio, ranked #84.

Oxbow Advisors first reported a position in CAT in Q2 2013 and has held it in 52 quarters since. The position peaked at $3.79M in Q4 2025. 3,734 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Oxbow Advisors held 5,215 shares of Caterpillar worth $3.69M as of Q1 2026.
Oxbow Advisors sold 1,405 Caterpillar shares in Q1 2026, an estimated $973K.
Caterpillar made up 0.31% of Oxbow Advisors's portfolio in Q1 2026, its #84 holding.
Oxbow Advisors first reported a position in Caterpillar in Q2 2013 and has held it in 52 quarters since.
Oxbow Advisors's Caterpillar position peaked at $3.79M in Q4 2025.
3,734 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Oxbow Advisors's 13F filing for Q1 2026, filed 27 Apr 2026.