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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$467M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$404M
3
Norges Bank
Norges Bank
Norway
+$290M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$264M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$202M

Top Sellers

1
State Street
State Street
Massachusetts
-$364M
2
Goldman Sachs
Goldman Sachs
New York
-$248M
3
MNA
Manning & Napier Advisors
New York
-$158M
4
ClearBridge Investments
ClearBridge Investments
New York
-$153M
5
IGIM
I.G. Investment Management
Manitoba, Canada
-$106M
Name Holding Trade Value Shares
Change 		Shares
Change %
DMC
726
Drexel Morgan & Co
Pennsylvania
$1.03M -$14.6K -134 -1%
VCM
727
Violich Capital Management
California
$1.03M +$1.03M +9,450 New
DBIA
728
Dumont & Blake Investment Advisors
New Jersey
$1.03M -$4.35K -40 -0.4%
SI
729
SII Investments
Wisconsin
$1.02M -$22.1K -203 -2%
SIM
730
Sterling Investment Management
Arizona
$1.02M – – –
CIA
731
Choate Investment Advisors
Massachusetts
$1.02M -$978K -9,000 -49%
SACTSONJ
732
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$1.02M – – –
MA
733
Marshwinds Advisory
Georgia
$1.02M +$109K +1,000 +12%
Jones Financial Companies
734
Jones Financial Companies
Missouri
$1.01M -$306K -2,816 -23%
VKH
735
Virtu KCG Holdings
New York
$1M -$4.29M -39,449 -81%
ODCM
736
Old Dominion Capital Management
Virginia
$1M -$54.1K -498 -5%
SIM
737
Spark Investment Management
New York
$999K +$999K +9,200 New
ACM
738
Argyle Capital Management
Pennsylvania
$983K – – –
WPC
739
White Pine Capital
Minnesota
$979K -$10.9K -100 -1%
MRCM
740
M&R Capital Management
New Jersey
$977K +$109 +1 +0%
ACI
741
Alpha Cubed Investments
California
$973K -$3.69K -34 -0.4%
WG
742
Welch Group
Alabama
$971K -$7.83K -72 -0.8%
WFM
743
Wilmington Funds Management
Delaware
$967K -$348K -3,200 -26%
LBC
744
Lowe Brockenbrough & Co
Virginia
$959K -$16.8K -155 -2%
BHA
745
Beech Hill Advisors
New York
$955K +$27.2K +250 +3%
CPO
746
Cerity Partners OCIO
New York
$944K +$35.4K +326 +4%
DD
747
Dominick & Dominick
New York
$939K -$111K -1,025 -11%
AIM
748
Aspen Investment Management
Michigan
$938K +$16.3K +150 +2%
HRIA
749
Haberer Registered Investment Advisor
Ohio
$936K -$21.7K -200 -2%
TYCC
750
Texas Yale Capital Corp
Florida
$927K +$155K +1,425 +20%
28 29
30
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