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SII Investments’s Caterpillar CAT Stock Holding History

SII Investments’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q1 		– Sell
-58,679
Closed -$9.25M – 39
2017
Q4 		$9.25M Sell
58,679
-15,369
-21% -$2.13M 0.96% 29
2017
Q3 		$9.22M Buy
74,048
+12,531
+20% +$1.44M 0.53% 40
2017
Q2 		$6.61M Sell
61,517
-11,043
-15% -$1.12M 0.41% 49
2017
Q1 		$6.72M Sell
72,560
-13,128
-15% -$1.24M 0.46% 45
2016
Q4 		$7.94M Sell
85,688
-32,256
-27% -$2.92M 0.59% 36
2016
Q3 		$10.5M Buy
117,944
+9,651
+9% +$790K 0.8% 28
2016
Q2 		$8.21M Buy
108,293
+23,391
+28% +$1.75M 0.67% 31
2016
Q1 		$6.5M Buy
84,902
+69,454
+450% +$4.66M 0.61% 37
2015
Q4 		$1.05M Buy
15,448
+4,000
+35% +$280K 0.13% 154
2015
Q3 		$751K Sell
11,448
-2,828
-20% -$216K 0.09% 215
2015
Q2 		$1.21M Buy
14,276
+585
+4% +$50.3K 0.14% 148
2015
Q1 		$1.1M Buy
13,691
+3,312
+32% +$275K 0.13% 165
2014
Q4 		$948K Buy
10,379
+2,366
+30% +$230K 0.12% 170
2014
Q3 		$795K Sell
8,013
-1,382
-15% -$147K 0.11% 194
2014
Q2 		$1.02M Sell
9,395
-203
-2% -$21.3K 0.15% 163
2014
Q1 		$898K Sell
9,598
-2,995
-24% -$282K 0.17% 149
2013
Q4 		$1.14M Sell
12,593
-1,320
-9% -$113K 0.2% 130
2013
Q3 		$1.16M Sell
13,913
-1,447
-9% -$122K 0.28% 93
2013
Q2 		$1.26M Buy
+15,360
New +$1.31M 0.27% 103

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

SII Investments's CAT Position: Q1 2018 in Review

SII Investments sold out of Caterpillar (CAT) in Q1 2018, closing a stake of 58,679 shares — an estimated $9.25M sold.

SII Investments first reported a position in CAT in Q2 2013 and held it in 19 quarters. The position peaked at $10.5M in Q3 2016. 1,506 funds tracked by Wall St. Rank hold CAT as of Q1 2018.

  • SII Investments reported no remaining Caterpillar position as of Q1 2018 after selling out during the quarter.
  • SII Investments sold 58,679 Caterpillar shares in Q1 2018, an estimated $9.25M.
  • SII Investments first reported a position in Caterpillar in Q2 2013 and held it in 19 quarters.
  • SII Investments's Caterpillar position peaked at $10.5M in Q3 2016.
  • 1,506 funds tracked by Wall St. Rank held Caterpillar as of Q1 2018.

Based on SII Investments's 13F filing for Q1 2018.