Haberer Registered Investment Advisor’s Caterpillar CAT Stock Holding History

Haberer Registered Investment Advisor’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$60K	Sell	750 -4,114	-85%	-$342K	0.04%	118
2014 Q4	$445K	Sell	4,864 -3,170	-39%	-$309K	0.26%	68
2014 Q3	$796K	Sell	8,034 -575	-7%	-$61K	0.38%	55
2014 Q2	$936K	Sell	8,609 -200	-2%	-$21K	0.42%	56
2014 Q1	$875K	Sell	8,809 -1,525	-15%	-$144K	0.42%	52
2013 Q4	$939K	Sell	10,334 -42,705	-81%	-$3.65M	0.4%	55
2013 Q3	$4.42M	Sell	53,039 -13,526	-20%	-$1.14M	1.58%	22
2013 Q2	$5.49M	Buy	+66,565	New	+$5.66M	1.51%	22

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Haberer Registered Investment Advisor's CAT Position: Q1 2015 in Review

Haberer Registered Investment Advisor reduced its Caterpillar (CAT) stake by 85% in Q1 2015, selling an estimated $342K and leaving 750 shares worth $60K. The position accounts for 0.04% of the portfolio, ranked #118.

Haberer Registered Investment Advisor first reported a position in CAT in Q2 2013 and has held it in 8 quarters since. The position peaked at $5.49M in Q2 2013. 1,115 funds tracked by Wall St. Rank hold CAT as of Q1 2015.

Haberer Registered Investment Advisor held 750 shares of Caterpillar worth $60K as of Q1 2015.
Haberer Registered Investment Advisor sold 4,114 Caterpillar shares in Q1 2015, an estimated $342K.
Caterpillar made up 0.04% of Haberer Registered Investment Advisor's portfolio in Q1 2015, its #118 holding.
Haberer Registered Investment Advisor first reported a position in Caterpillar in Q2 2013 and has held it in 8 quarters since.
Haberer Registered Investment Advisor's Caterpillar position peaked at $5.49M in Q2 2013.
1,115 funds tracked by Wall St. Rank held Caterpillar as of Q1 2015.

Based on Haberer Registered Investment Advisor's 13F filing for Q1 2015, filed 8 Apr 2015.