CAT icon

Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$420M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$1.04B
3
AIG
3
American International Group
New York
$347M
4
Invesco
4
Invesco
Georgia
$587M
5
Capital International Investors
5
Capital International Investors
California
$134M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.52B
2
American Century Companies
2
American Century Companies
Missouri
$17.7M
3
SG Americas Securities
3
SG Americas Securities
New York
$16.1M
4
Bank of America
4
Bank of America
North Carolina
$313M
5
Northern Trust
5
Northern Trust
Illinois
$466M
Name Holding Trade Value Shares
Change 		Shares
Change %
Luther King Capital Management (LKCM)
676
Luther King Capital Management (LKCM)
Texas
$558K -$69.1K -1,017 -11%
AAM
677
Autus Asset Management
Arizona
$554K +$554K +8,156 New
RAM
678
Redmond Asset Management
Virginia
$551K -$269K -3,960 -33%
CTI
679
Community Trust & Investment
Kentucky
$550K – – –
DSN
680
D. Scott Neal
Kentucky
$546K – – –
SC
681
Savant Capital
Illinois
$543K +$8.02K +118 +1%
SJIM
682
St. Johns Investment Management
Florida
$542K -$43.5K -640 -7%
FTI
683
Fiduciary Trust International
Massachusetts
$540K +$5.91K +87 +1%
BMC
684
Benin Management Corp
Connecticut
$533K -$306K -4,500 -36%
WT
685
Washington Trust
Rhode Island
$530K -$60.5K -891 -10%
AT
686
Argent Trust
Texas
$525K +$525K +7,720 New
QIM
687
Quest Investment Management
Oregon
$519K – – –
SSWM
688
Smith Salley Wealth Management
North Carolina
$514K -$23.5K -346 -4%
FBC
689
Fairfield, Bush & Co
Connecticut
$514K +$408K +6,000 +383%
FWM
690
Frontier Wealth Management
Missouri
$502K -$32.2K -474 -6%
FSA
691
Franklin Street Advisors
North Carolina
$498K -$29.9K -440 -6%
PL
692
Perpetual Ltd
Australia
$496K +$233K +3,437 +89%
CWP
693
Capital Wealth Planning
Florida
$494K -$306K -4,500 -38%
MFIMFI
694
Mesirow Financial Investment Management - Fixed Income
Illinois
$494K +$494K +7,271 New
GC
695
Garde Capital
Washington
$492K – – –
RMDI
696
R.M. Davis Inc
Maine
$490K -$596K -8,769 -55%
MAM
697
Mizuho Asset Management
Japan
$490K +$75.3K +1,108 +18%
GW
698
GW & Wade
Massachusetts
$487K -$64.7K -952 -12%
MRCM
699
M&R Capital Management
New Jersey
$487K -$38.4K -565 -7%
SA
700
Strategic Advisors
New York
$485K -$169K -2,491 -26%
26 27
28
29 30