Mizuho Asset Management’s Caterpillar CAT Stock Holding History

Mizuho Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	$517K	Sell	5,826 -2,258	-28%	-$185K	0.11%	155
2016 Q2	$613K	Buy	8,084 +4,043	+100%	+$303K	0.11%	169
2016 Q1	$323K	Sell	4,041 -3,170	-44%	-$213K	0.09%	179
2015 Q4	$490K	Buy	7,211 +1,108	+18%	+$77.5K	0.1%	186
2015 Q3	$399K	Buy	6,103 +717	+13%	+$54.8K	0.09%	189
2015 Q2	$457K	Buy	5,386 +1,345	+33%	+$116K	0.11%	177
2015 Q1	$323K	Buy	4,041 +1,348	+50%	+$112K	0.09%	179
2014 Q4	$246K	Buy	2,693 +878	+48%	+$85.5K	0.07%	178
2014 Q3	$180K	Buy	1,815 +189	+12%	+$20K	0.04%	189
2014 Q2	$177K	Buy	1,626 +302	+23%	+$31.7K	0.04%	195
2014 Q1	$132K	Buy	1,324 +180	+16%	+$17K	0.03%	200
2013 Q4	$104K	Sell	1,144 -11,499	-91%	-$982K	0.02%	206
2013 Q3	$1.05M	Sell	12,643 -140	-1%	-$11.8K	0.16%	165
2013 Q2	$1.05M	Buy	+12,783	New	+$1.09M	0.15%	166

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Mizuho Asset Management's CAT Position: Q3 2016 in Review

Mizuho Asset Management reduced its Caterpillar (CAT) stake by 28% in Q3 2016, selling an estimated $185K and leaving 5,826 shares worth $517K. The position accounts for 0.11% of the portfolio, ranked #155.

Mizuho Asset Management first reported a position in CAT in Q2 2013 and has held it in 14 quarters since. The position peaked at $1.05M in Q3 2013. 1,094 funds tracked by Wall St. Rank hold CAT as of Q3 2016.

Mizuho Asset Management held 5,826 shares of Caterpillar worth $517K as of Q3 2016.
Mizuho Asset Management sold 2,258 Caterpillar shares in Q3 2016, an estimated $185K.
Caterpillar made up 0.11% of Mizuho Asset Management's portfolio in Q3 2016, its #155 holding.
Mizuho Asset Management first reported a position in Caterpillar in Q2 2013 and has held it in 14 quarters since.
Mizuho Asset Management's Caterpillar position peaked at $1.05M in Q3 2013.
1,094 funds tracked by Wall St. Rank held Caterpillar as of Q3 2016.

Based on Mizuho Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.