Autus Asset Management’s Caterpillar CAT Stock Holding History

Autus Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,541	Closed	-$226K	–	149
2016 Q3	$226K	Sell	2,541 -360	-12%	-$29.5K	0.05%	144
2016 Q2	$220K	Sell	2,901 -635	-18%	-$47.6K	0.05%	148
2016 Q1	$271K	Sell	3,536 -4,620	-57%	-$310K	0.07%	138
2015 Q4	$554K	Buy	+8,156	New	+$570K	0.14%	109
2013 Q4	–	Sell	-2,850	Closed	-$238K	–	115
2013 Q3	$238K	Sell	2,850 -825	-22%	-$69.8K	0.1%	105
2013 Q2	$303K	Buy	+3,675	New	+$313K	0.14%	94

Other funds holding CAT

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Autus Asset Management's CAT Position: Q4 2016 in Review

Autus Asset Management sold out of Caterpillar (CAT) in Q4 2016, closing a stake of 2,541 shares — an estimated $226K sold.

Autus Asset Management first reported a position in CAT in Q2 2013 and held it in 6 quarters. The position peaked at $554K in Q4 2015. 1,162 funds tracked by Wall St. Rank hold CAT as of Q4 2016.

Autus Asset Management reported no remaining Caterpillar position as of Q4 2016 after selling out during the quarter.
Autus Asset Management sold 2,541 Caterpillar shares in Q4 2016, an estimated $226K.
Autus Asset Management first reported a position in Caterpillar in Q2 2013 and held it in 6 quarters.
Autus Asset Management's Caterpillar position peaked at $554K in Q4 2015.
1,162 funds tracked by Wall St. Rank held Caterpillar as of Q4 2016.

Based on Autus Asset Management's 13F filing for Q4 2016, filed 3 Feb 2017.