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Caterpillar

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed

101% more first-time investments, than exits

New positions opened: 135 | Existing positions closed: 67

5% more funds holding

Funds holding: 1,1441,198 (+54)

1.74% more ownership

Funds ownership: 65.22%66.96% (+1.7%)

6% less repeat investments, than reductions

Existing positions increased: 425 | Existing positions reduced: 450

9% less capital invested

Capital invested by funds: $40.4B → $36.9B (-$3.49B)

26% less call options, than puts

Call options by funds: $1.35B | Put options by funds: $1.82B

35% less funds holding in top 10

Funds holding in top 10: 2013 (-7)

Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.96%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M
Name Holding Trade Value Shares
Change
Change in
Stake
JPMIA
651
J.P. Marvel Investment Advisors
Massachusetts
$1.23M
DIA
652
Denver Investment Advisors
Colorado
$1.22M +$640K +6,575 +97%
GS
653
GAM Systematic
United Kingdom
$1.22M +$1.3M +13,339 New
TRIM
654
Thompson Rubinstein Investment Management
Oregon
$1.2M -$3.41K -35 -0.3%
IHL
655
Investment House LLC
California
$1.2M -$97 -1 -0%
ECM
656
EagleClaw Capital Management
Massachusetts
$1.19M +$14.6K +150 +1%
NPC
657
National Planning Corporation
California
$1.18M +$99.9K +1,026 +8%
PAM
658
PartnerRe Asset Management
Connecticut
$1.18M +$136K +1,401 +12%
SAM
659
Sawgrass Asset Management
Florida
$1.18M
BMC
660
Benin Management Corp
Connecticut
$1.18M -$146K -1,500 -10%
RG
661
Renaissance Group
Kentucky
$1.17M
JIC
662
Johnson Investment Counsel
Ohio
$1.17M +$34.7K +356 +3%
EOJOAM
663
E. Ohman J:or Asset Management
Sweden
$1.17M
FA
664
FDx Advisors
Illinois
$1.16M -$286K -2,937 -19%
JAFL
665
Jay A. Fishman Ltd
Michigan
$1.15M -$48.7K -500 -4%
ClearBridge Investments
666
ClearBridge Investments
New York
$1.15M -$353K -3,624 -22%
BOC
667
Barbara Oil Co
Illinois
$1.14M
OMCS
668
Old Mutual Customised Solutions
South Africa
$1.14M +$107K +1,100 +10%
ACP
669
Ashfield Capital Partners
California
$1.14M -$9.73K -100 -0.8%
AGM
670
Alpine Global Management
New York
$1.13M +$1.2M +12,376 New
CRIG
671
Charter Research & Investment Group
Connecticut
$1.13M +$1.2M +12,370 New
ST
672
Spinnaker Trust
Maine
$1.13M
CI
673
Constellation Investments
Ohio
$1.13M +$9.73K +100 +0.8%
GMIM
674
General Motors Investment Management
New York
$1.12M +$171K +1,753 +17%
RAM
675
Redmond Asset Management
Virginia
$1.12M -$10.9K -112 -0.9%

CAT Hedge Fund Activity: Q4 2014 in Review

1,198 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q4 2014, worth a combined $36.9B — down 8.6% from $40.4B a quarter earlier.

Buyers outnumbered sellers: 135 funds opened new CAT positions and 67 closed out — a net gain of 68 holders — while 425 added to existing stakes and 450 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $361M. The largest seller was Capital Research Global Investors, cutting an estimated $485M.

  • 1,198 institutional investors held Caterpillar (CAT) as of Q4 2014, up from 1,144 in Q3 2014.
  • Funds reported $36.9B of Caterpillar stock for Q4 2014, down 8.6% quarter-over-quarter.
  • 135 funds opened new Caterpillar positions in Q4 2014 and 67 closed out, a net change of +68 holders.
  • The largest Caterpillar buyer in Q4 2014 was Wellington Management Group, an estimated $361M added.
  • The largest Caterpillar seller in Q4 2014 was Capital Research Global Investors, an estimated $485M sold.

Based on aggregated 13F filings for Q4 2014.