E. Ohman J:or Asset Management’s Caterpillar CAT Stock Holding History

E. Ohman J:or Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-13,200	Closed	-$1.95M	–	395
2018 Q1	$1.95M	Sell	13,200 -800	-6%	-$126K	0.16%	93
2017 Q4	$2.21M	Sell	14,000 -2,000	-13%	-$277K	0.18%	85
2017 Q3	$2M	Buy	16,000 +300	+2%	+$34.5K	0.18%	86
2017 Q2	$1.69M	Hold	15,700	–	–	0.17%	93
2017 Q1	$1.46M	Buy	15,700 +1,800	+13%	+$170K	0.18%	108
2016 Q4	$1.29M	Buy	13,900 +1,400	+11%	+$127K	0.18%	103
2016 Q3	$1.11M	Buy	12,500 +1,500	+14%	+$123K	0.17%	108
2016 Q2	$834K	Hold	11,000	–	–	0.14%	122
2016 Q1	$842K	Hold	11,000	–	–	0.15%	114
2015 Q4	$748K	Hold	11,000	–	–	0.13%	132
2015 Q3	$719K	Hold	11,000	–	–	0.19%	109
2015 Q2	$933K	Sell	11,000 -1,600	-13%	-$138K	0.22%	99
2015 Q1	$1.01M	Hold	12,600	–	–	0.23%	94
2014 Q4	$1.17M	Hold	12,600	–	–	0.28%	82
2014 Q3	$1.25M	Sell	12,600 -1,400	-10%	-$148K	0.31%	67
2014 Q2	$1.52M	Hold	14,000	–	–	0.37%	58
2014 Q1	$1.39M	Sell	14,000 -1,600	-10%	-$151K	0.35%	62
2013 Q4	$1.42M	Sell	15,600 -1,100	-7%	-$93.9K	0.33%	66
2013 Q3	$1.39M	Hold	16,700	–	–	0.35%	64
2013 Q2	$1.38M	Buy	+16,700	New	+$1.42M	0.38%	50

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return