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National Planning Corporation’s Caterpillar CAT Stock Holding History

National Planning Corporation’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-4,742
Closed -$591K – 118
2017
Q3 		$591K Sell
4,742
-766
-14% -$88.2K 0.05% 328
2017
Q2 		$589K Buy
5,508
+424
+8% +$43.1K 0.04% 366
2017
Q1 		$479K Sell
5,084
-2,107
-29% -$199K 0.04% 393
2016
Q4 		$674K Buy
7,191
+849
+13% +$76.9K 0.05% 304
2016
Q3 		$531K Sell
6,342
-2,565
-29% -$210K 0.04% 350
2016
Q2 		$724K Sell
8,907
-414
-4% -$31K 0.06% 305
2016
Q1 		$684K Sell
9,321
-5,732
-38% -$384K 0.06% 298
2015
Q4 		$995K Sell
15,053
-4,857
-24% -$340K 0.08% 248
2015
Q3 		$1.48M Buy
19,910
+630
+3% +$48.2K 0.14% 162
2015
Q2 		$1.5M Sell
19,280
-867
-4% -$74.5K 0.14% 158
2015
Q1 		$1.75M Buy
20,147
+6,697
+50% +$557K 0.16% 135
2014
Q4 		$1.18M Buy
13,450
+1,026
+8% +$99.9K 0.08% 218
2014
Q3 		$1.21M Sell
12,424
-7,065
-36% -$749K 0.09% 213
2014
Q2 		$2.12M Sell
19,489
-124
-0.6% -$13K 0.17% 123
2014
Q1 		$2.01M Sell
19,613
-2,126
-10% -$201K 0.17% 122
2013
Q4 		$1.97M Buy
21,739
+2,671
+14% +$228K 0.18% 131
2013
Q3 		$1.59M Buy
19,068
+3,316
+21% +$280K 0.15% 147
2013
Q2 		$1.28M Buy
+15,752
New +$1.34M 0.16% 143

Other funds holding CAT

State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

National Planning Corporation's CAT Position: Q4 2017 in Review

National Planning Corporation sold out of Caterpillar (CAT) in Q4 2017, closing a stake of 4,742 shares — an estimated $591K sold.

National Planning Corporation first reported a position in CAT in Q2 2013 and held it in 18 quarters. The position peaked at $2.12M in Q2 2014. 1,482 funds tracked by Wall St. Rank hold CAT as of Q4 2017.

  • National Planning Corporation reported no remaining Caterpillar position as of Q4 2017 after selling out during the quarter.
  • National Planning Corporation sold 4,742 Caterpillar shares in Q4 2017, an estimated $591K.
  • National Planning Corporation first reported a position in Caterpillar in Q2 2013 and held it in 18 quarters.
  • National Planning Corporation's Caterpillar position peaked at $2.12M in Q2 2014.
  • 1,482 funds tracked by Wall St. Rank held Caterpillar as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.