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Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$420M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$1.04B
3
AIG
3
American International Group
New York
$347M
4
Invesco
4
Invesco
Georgia
$587M
5
Capital International Investors
5
Capital International Investors
California
$134M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.52B
2
American Century Companies
2
American Century Companies
Missouri
$17.7M
3
SG Americas Securities
3
SG Americas Securities
New York
$16.1M
4
Bank of America
4
Bank of America
North Carolina
$313M
5
Northern Trust
5
Northern Trust
Illinois
$466M
Name Holding Trade Value Shares
Change 		Shares
Change %
11A
551
10-15 Associates
New York
$1.03M +$39.7K +584 +4%
EFS
552
Essex Financial Services
Connecticut
$1.03M +$74.5K +1,096 +8%
MA
553
Marshwinds Advisory
Georgia
$1.03M -$30.5K -449 -3%
PH
554
Pinnacle Holdings
Oklahoma
$1.02M -$23K -338 -2%
SNT
555
Security National Trust
West Virginia
$1.02M -$6.8K -100 -0.7%
SCM
556
Schnieders Capital Management
California
$1.02M -$56.2K -827 -5%
SHA
557
Smith Hayes Advisers
Nebraska
$1.01M -$132K -1,935 -11%
HAG
558
HighPoint Advisor Group
Illinois
$1.01M +$575K +9,440 +132%
EWM
559
Endurance Wealth Management
Rhode Island
$1.01M -$305K -4,490 -23%
SGCA
560
Steel Grove Capital Advisors
Tennessee
$1M -$2.19M -32,238 -69%
DMC
561
Drexel Morgan & Co
Pennsylvania
$997K +$204K +3,001 +26%
HK
562
Horizon Kinetics
New York
$996K +$180K +2,650 +22%
NPC
563
National Planning Corporation
California
$995K -$321K -4,857 -24%
EWM
564
Evercore Wealth Management
New York
$995K -$13.3K -195 -1%
RJT
565
Raymond James Trust
Florida
$989K +$147K +2,159 +17%
WSFS
566
Wilmington Savings Fund Society
Delaware
$972K -$125K -1,839 -11%
VFA
567
Voya Financial Advisors
Connecticut
$972K +$197K +2,867 +25%
CC
568
ClearArc Capital
Ohio
$969K -$25.8K -380 -3%
HDIM
569
Hanson & Doremus Investment Management
Vermont
$968K +$806K +11,855 +497%
SWP
570
Stratos Wealth Partners
Ohio
$958K +$456K +6,715 +91%
HFM
571
Hartford Financial Management
Connecticut
$950K -$86.2K -1,269 -8%
ATC
572
Adirondack Trust Company
New York
$940K -$84.6K -1,360 -8%
1SB
573
1ST Source Bank
Indiana
$931K -$27.3K -402 -3%
CLOS
574
Compagnie Lombard Odier SCmA
Switzerland
$923K -$5.73M -84,305 -86%
FTC
575
Farmers Trust Company
Ohio
$917K -$8.5K -125 -0.9%
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