HK
CAT icon

Horizon Kinetics’s Caterpillar CAT Stock Holding History

Horizon Kinetics’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		$1.4M Buy
10,976
+371
+3% +$48.3K 0.05% 131
2018
Q3 		$1.62M Buy
10,605
+55
+0.5% +$7.78K 0.04% 137
2018
Q2 		$1.43M Buy
10,550
+50
+0.5% +$7.47K 0.04% 144
2018
Q1 		$1.55M Sell
10,500
-700
-6% -$111K 0.05% 138
2017
Q4 		$1.76M Sell
11,200
-93
-0.8% -$12.9K 0.05% 132
2017
Q3 		$1.41M Sell
11,293
-100
-0.9% -$11.5K 0.04% 152
2017
Q2 		$1.22M Buy
11,393
+1,780
+19% +$181K 0.04% 172
2017
Q1 		$892K Sell
9,613
-1,700
-15% -$161K 0.03% 206
2016
Q4 		$1.05M Sell
11,313
-2,096
-16% -$190K 0.03% 183
2016
Q3 		$1.19M Sell
13,409
-400
-3% -$32.7K 0.03% 178
2016
Q2 		$1.05M Sell
13,809
-550
-4% -$41.2K 0.03% 199
2016
Q1 		$1.1M Sell
14,359
-300
-2% -$20.1K 0.03% 182
2015
Q4 		$996K Buy
14,659
+2,650
+22% +$185K 0.02% 198
2015
Q3 		$785K Buy
12,009
+900
+8% +$68.8K 0.01% 226
2015
Q2 		$942K Sell
11,109
-640
-5% -$55K 0.01% 254
2015
Q1 		$940K Buy
11,749
+1,025
+10% +$85.2K 0.01% 243
2014
Q4 		$982K Buy
10,724
+225
+2% +$21.9K 0.01% 241
2014
Q3 		$1.04M Sell
10,499
-10
-0.1% -$1.06K 0.01% 231
2014
Q2 		$1.14M Buy
10,509
+200
+2% +$21K 0.01% 226
2014
Q1 		$1.02M Buy
10,309
+200
+2% +$18.9K 0.01% 244
2013
Q4 		$918K Buy
10,109
+600
+6% +$51.2K 0.01% 263
2013
Q3 		$793K Sell
9,509
-120
-1% -$10.1K 0.01% 265
2013
Q2 		$794K Buy
+9,629
New +$819K 0.01% 276

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Horizon Kinetics's CAT Position: Q4 2018 in Review

Horizon Kinetics increased its Caterpillar (CAT) stake by 3.5% in Q4 2018, buying an estimated $48.3K and bringing the position to 10,976 shares worth $1.4M. The position accounts for 0.05% of the portfolio, ranked #131.

Horizon Kinetics first reported a position in CAT in Q2 2013 and has held it in 23 quarters since. The position peaked at $1.76M in Q4 2017. 1,560 funds tracked by Wall St. Rank hold CAT as of Q4 2018.

  • Horizon Kinetics held 10,976 shares of Caterpillar worth $1.4M as of Q4 2018.
  • Horizon Kinetics bought 371 Caterpillar shares in Q4 2018, an estimated $48.3K.
  • Caterpillar made up 0.05% of Horizon Kinetics's portfolio in Q4 2018, its #131 holding.
  • Horizon Kinetics first reported a position in Caterpillar in Q2 2013 and has held it in 23 quarters since.
  • Horizon Kinetics's Caterpillar position peaked at $1.76M in Q4 2017.
  • 1,560 funds tracked by Wall St. Rank held Caterpillar as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.