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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$467M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$404M
3
Norges Bank
Norges Bank
Norway
+$290M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$264M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$202M

Top Sellers

1
State Street
State Street
Massachusetts
-$364M
2
Goldman Sachs
Goldman Sachs
New York
-$248M
3
MNA
Manning & Napier Advisors
New York
-$158M
4
ClearBridge Investments
ClearBridge Investments
New York
-$153M
5
IGIM
I.G. Investment Management
Manitoba, Canada
-$106M
Name Holding Trade Value Shares
Change 		Shares
Change %
HA
551
Hamel Associates
New Jersey
$2.14M – – –
Bessemer Group
552
Bessemer Group
New Jersey
$2.14M -$201K -1,850 -9%
CAM
553
Cypress Asset Management
Texas
$2.14M -$461K -4,247 -18%
DCM
554
Delta Capital Management
New Jersey
$2.14M – – –
NPC
555
National Planning Corporation
California
$2.12M -$13.5K -124 -0.6%
PWM
556
Perigon Wealth Management
California
$2.12M +$2.17K +20 +0.1%
CNBT
557
Canandaigua National Bank & Trust
New York
$2.11M -$47.4K -436 -2%
IFB
558
iAB Financial Bank
Indiana
$2.1M -$141K -1,300 -6%
CIP
559
Chartwell Investment Partners
Pennsylvania
$2.1M -$144K -1,325 -6%
WB
560
WesBanco Bank
West Virginia
$2.1M -$121K -1,110 -5%
WSFS
561
Wilmington Savings Fund Society
Delaware
$2.09M -$9.56K -88 -0.5%
BAM
562
Brave Asset Management
New Jersey
$2.07M – – –
QI
563
QS Investors
New York
$2.06M +$511K +4,698 +33%
WA
564
WBH Advisory
Maryland
$2.04M -$20.8K -191 -1%
PRCM
565
Pine River Capital Management
Minnesota
$2.03M +$1.47M +13,500 +260%
GIM
566
Guardian Investment Management
California
$2.02M – – –
SCM
567
Schnieders Capital Management
California
$2.02M +$268K +2,469 +15%
Nomura Holdings
568
Nomura Holdings
Japan
$1.99M -$12.1M -112,279 -86%
BAAM
569
Baker Avenue Asset Management
California
$1.99M -$105K -964 -5%
CIS
570
Connors Investor Services
Pennsylvania
$1.99M -$998K -9,180 -33%
BCM
571
Brookstone Capital Management
Illinois
$1.98M +$543 +5 +0%
NG
572
NatWest Group
United Kingdom
$1.98M -$383K -3,525 -16%
MFS
573
MSI Financial Services
Massachusetts
$1.98M +$67.8K +624 +4%
YIA
574
YHB Investment Advisors
Connecticut
$1.97M +$80.4K +740 +4%
Mirae Asset Global Investments
575
Mirae Asset Global Investments
South Korea
$1.96M -$255K -2,344 -11%
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