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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
CI
476
Conning Inc
Connecticut
$1.71M -$12.1K -130 -0.7%
IFB
477
iAB Financial Bank
Indiana
$1.7M -$55.6K -600 -3%
ST
478
Spinnaker Trust
Maine
$1.7M – – –
CCC
479
Chelsea Counsel Company
California
$1.7M -$547K -5,900 -24%
AGM
480
Alpine Global Management
New York
$1.68M +$1.46M +15,708 +652%
TCOV
481
Trust Company of Vermont
Vermont
$1.68M -$211K -2,273 -11%
CHC
482
City Holding Co
West Virginia
$1.68M -$18.5K -199 -1%
HAG
483
HighPoint Advisor Group
Illinois
$1.67M -$157K -1,591 -9%
CCM
484
Coe Capital Management
Illinois
$1.67M – – –
SBIA
485
Sheaff Brock Investment Advisors
Indiana
$1.67M -$263K -2,832 -14%
LRPA
486
L. Roy Papp & Associates
Arizona
$1.67M -$249K -2,686 -13%
MBA
487
McQueen Ball & Associates
Pennsylvania
$1.65M -$96.8K -1,044 -6%
GIM
488
Guardian Investment Management
California
$1.64M -$91.5K -987 -5%
CNBT
489
Canandaigua National Bank & Trust
New York
$1.63M -$106K -1,149 -6%
WAM
490
Weatherly Asset Management
California
$1.63M -$22.3K -240 -1%
CBTWT
491
Community Bank & Trust (Waco, Texas)
Texas
$1.62M -$74.2K -800 -4%
CPO
492
Cerity Partners OCIO
New York
$1.6M +$191K +2,060 +14%
OWD
493
Osborn Williams & Donohoe
Ohio
$1.6M – – –
WPP
494
Whalerock Point Partners
Rhode Island
$1.6M +$153K +1,650 +11%
11A
495
10-15 Associates
New York
$1.58M -$264K -2,850 -14%
PCMI
496
Princeton Capital Management Inc
New Jersey
$1.58M -$256K -2,760 -14%
WHG
497
Westwood Holdings Group
Texas
$1.57M -$2.13K -23 -0.1%
SIMM
498
Stillwater Investment Management (Minnesota)
Minnesota
$1.57M +$37.6K +406 +2%
DCM
499
Donaldson Capital Management
Indiana
$1.55M -$269K -2,898 -15%
HCM
500
Highbridge Capital Management
New York
$1.53M +$1.53M +16,500 New
18 19
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