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Sheaff Brock Investment Advisors’s Caterpillar CAT Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		$5.4M Sell
16,367
-133
-0.8% -$47.4K 0.5% 59
2024
Q4 		$5.99M Buy
16,500
+9,262
+128% +$3.59M 0.52% 54
2024
Q3 		$2.83M Buy
7,238
+34
+0.5% +$11.7K 0.25% 83
2024
Q2 		$2.4M Sell
7,204
-982
-12% -$340K 0.22% 90
2024
Q1 		$3M Sell
8,186
-14,816
-64% -$4.74M 0.19% 84
2023
Q4 		$6.8M Sell
23,002
-287
-1% -$74.5K 0.53% 45
2023
Q3 		$6.36M Sell
23,289
-736
-3% -$200K 0.58% 44
2023
Q2 		$5.91M Buy
24,025
+15,794
+192% +$3.52M 0.5% 46
2023
Q1 		$1.88M Sell
8,231
-58
-0.7% -$14K 0.17% 102
2022
Q4 		$1.99M Buy
8,289
+42
+0.5% +$9.14K 0.2% 87
2022
Q3 		$1.35M Buy
8,247
+214
+3% +$39.1K 0.15% 113
2022
Q2 		$1.44M Sell
8,033
-6
-0.1% -$1.26K 0.12% 110
2022
Q1 		$1.79M Sell
8,039
-112
-1% -$23.5K 0.12% 107
2021
Q4 		$1.69M Sell
8,151
-63
-0.8% -$12.7K 0.11% 125
2021
Q3 		$1.58M Buy
8,214
+554
+7% +$115K 0.12% 126
2021
Q2 		$1.67M Buy
7,660
+346
+5% +$79.9K 0.12% 111
2021
Q1 		$1.7M Sell
7,314
-481
-6% -$99.6K 0.13% 102
2020
Q4 		$1.42M Sell
7,795
-23,797
-75% -$4.04M 0.12% 107
2020
Q3 		$4.71M Sell
31,592
-64
-0.2% -$8.99K 0.43% 45
2020
Q2 		$4M Buy
31,656
+20,766
+191% +$2.46M 0.4% 50
2020
Q1 		$1.26M Sell
10,890
-26,011
-70% -$3.32M 0.17% 84
2019
Q4 		$5.45M Buy
36,901
+264
+0.7% +$36.8K 0.53% 40
2019
Q3 		$4.63M Buy
36,637
+1,499
+4% +$190K 0.5% 42
2019
Q2 		$4.79M Sell
35,138
-318
-0.9% -$42K 0.51% 42
2019
Q1 		$4.8M Buy
35,456
+2,677
+8% +$356K 0.58% 42
2018
Q4 		$4.17M Buy
32,779
+1,327
+4% +$173K 0.65% 40
2018
Q3 		$4.8M Buy
31,452
+13,674
+77% +$1.93M 0.45% 46
2018
Q2 		$2.41M Buy
17,778
+2,501
+16% +$374K 0.24% 74
2018
Q1 		$2.25M Sell
15,277
-9,739
-39% -$1.54M 0.23% 73
2017
Q4 		$3.94M Sell
25,016
-4,426
-15% -$614K 0.51% 47
2017
Q3 		$3.67M Buy
29,442
+12,344
+72% +$1.42M 0.48% 48
2017
Q2 		$1.84M Sell
17,098
-259
-1% -$26.3K 0.24% 91
2017
Q1 		$1.61M Sell
17,357
-629
-3% -$59.5K 0.21% 100
2016
Q4 		$1.67M Sell
17,986
-2,832
-14% -$257K 0.21% 98
2016
Q3 		$1.85M Sell
20,818
-71
-0.3% -$5.81K 0.25% 86
2016
Q2 		$1.58M Sell
20,889
-363
-2% -$27.2K 0.2% 104
2016
Q1 		$1.63M Sell
21,252
-84
-0.4% -$5.63K 0.2% 104
2015
Q4 		$1.45M Buy
+21,336
New +$1.49M 0.16% 144

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Sheaff Brock Investment Advisors's CAT Position: Q1 2025 in Review

Sheaff Brock Investment Advisors reduced its Caterpillar (CAT) stake by 0.81% in Q1 2025, selling an estimated $47.4K and leaving 16,367 shares worth $5.4M. The position accounts for 0.5% of the portfolio, ranked #59.

Sheaff Brock Investment Advisors first reported a position in CAT in Q4 2015 and has held it in 38 quarters since. The position peaked at $6.8M in Q4 2023. 2,896 funds tracked by Wall St. Rank hold CAT as of Q1 2025.

  • Sheaff Brock Investment Advisors held 16,367 shares of Caterpillar worth $5.4M as of Q1 2025.
  • Sheaff Brock Investment Advisors sold 133 Caterpillar shares in Q1 2025, an estimated $47.4K.
  • Caterpillar made up 0.5% of Sheaff Brock Investment Advisors's portfolio in Q1 2025, its #59 holding.
  • Sheaff Brock Investment Advisors first reported a position in Caterpillar in Q4 2015 and has held it in 38 quarters since.
  • Sheaff Brock Investment Advisors's Caterpillar position peaked at $6.8M in Q4 2023.
  • 2,896 funds tracked by Wall St. Rank held Caterpillar as of Q1 2025.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2025, filed 7 May 2025.