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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
EP
451
Elkfork Partners
Oregon
$4.23M -$18.6M -131,512 -83%
AIA
452
Allied Investment Advisors
Montana
$4.19M +$58.7K +415 +2%
CLOS
453
Compagnie Lombard Odier SCmA
Switzerland
$4.19M +$817K +5,775 +27%
IA
454
IFP Advisors
Florida
$4.19M -$275K -1,944 -7%
Fayez Sarofim & Co
455
Fayez Sarofim & Co
Texas
$4.17M +$424 +3 +0%
KCM
456
Kanawha Capital Management
Virginia
$4.17M +$15.1K +107 +0.4%
HCM
457
Highbridge Capital Management
New York
$4.17M +$2.42M +17,143 +168%
SPC
458
Sigma Planning Corp
Michigan
$4.16M +$413K +2,921 +12%
SDIC
459
South Dakota Investment Council
South Dakota
$4.15M
V
460
Veritable
Delaware
$4.11M +$97.9K +692 +3%
Mirae Asset Global Investments
461
Mirae Asset Global Investments
South Korea
$4.11M -$786K -5,555 -17%
Group One Trading
462
Group One Trading
Illinois
$4.08M +$1.24M +8,765 +49%
PAI
463
Pittenger & Anderson Inc
Nebraska
$4.07M
VanEck Associates
464
VanEck Associates
New York
$4.04M +$428K +3,024 +13%
FMWA
465
Forvis Mazars Wealth Advisors
Missouri
$4.02M +$111K +783 +3%
NCGI
466
Next Century Growth Investors
Minnesota
$4.01M +$750K +5,304 +25%
CA
467
Callahan Advisors
Texas
$4.01M +$1.33M +9,390 +56%
Mariner
468
Mariner
Kansas
$4M -$120K -848 -3%
SPIA
469
Steward Partners Investment Advisory
New York
$3.99M +$642K +4,536 +21%
Cerity Partners
470
Cerity Partners
New York
$3.98M +$3.08M +21,750 +499%
FDCDDQ
471
Federation des caisses Desjardins du Quebec
Quebec, Canada
$3.98M -$422K -2,986 -10%
RSS
472
Rosenblum Silverman Sutton
California
$3.96M -$409K -2,890 -10%
SIC
473
Sigma Investment Counselors
Michigan
$3.95M +$2.26K +16 +0.1%
Walleye Trading
474
Walleye Trading
New York
$3.94M -$27.5M -194,408 -88%
FAAS
475
First Allied Advisory Services
California
$3.94M +$788K +5,574 +28%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.