Veritable’s Caterpillar CAT Stock Holding History

Veritable’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-25,354	Closed	-$6.24M	–	120
2023 Q2	$6.24M	Sell	25,354 -373	-1%	-$83.2K	0.1%	102
2023 Q1	$5.89M	Sell	25,727 -188	-0.7%	-$45.5K	0.1%	107
2022 Q4	$6.21M	Buy	25,915 +3,872	+18%	+$843K	0.11%	97
2022 Q3	$3.62M	Sell	22,043 -781	-3%	-$143K	0.07%	145
2022 Q2	$4.08M	Sell	22,824 -59	-0.3%	-$12.4K	0.07%	142
2022 Q1	$5.1M	Buy	22,883 +602	+3%	+$126K	0.08%	139
2021 Q4	$4.61M	Buy	22,281 +566	+3%	+$114K	0.07%	143
2021 Q3	$4.17M	Sell	21,715 -74	-0.3%	-$15.4K	0.07%	146
2021 Q2	$4.74M	Buy	21,789 +316	+1%	+$73K	0.08%	134
2021 Q1	$4.98M	Buy	21,473 +47	+0.2%	+$9.73K	0.08%	123
2020 Q4	$3.9M	Sell	21,426 -798	-4%	-$135K	0.07%	134
2020 Q3	$3.31M	Sell	22,224 -244	-1%	-$34.3K	0.07%	142
2020 Q2	$2.84M	Sell	22,468 -1,892	-8%	-$224K	0.06%	144
2020 Q1	$2.83M	Sell	24,360 -633	-3%	-$80.9K	0.07%	148
2019 Q4	$3.69M	Buy	24,993 +226	+0.9%	+$31.5K	0.07%	157
2019 Q3	$3.13M	Sell	24,767 -1,420	-5%	-$180K	0.06%	163
2019 Q2	$3.57M	Sell	26,187 -272	-1%	-$35.9K	0.07%	146
2019 Q1	$3.58M	Buy	26,459 +284	+1%	+$37.7K	0.07%	150
2018 Q4	$3.33M	Sell	26,175 -789	-3%	-$103K	0.08%	145
2018 Q3	$4.11M	Buy	26,964 +692	+3%	+$97.9K	0.08%	137
2018 Q2	$3.56M	Sell	26,272 -388	-1%	-$58K	0.08%	147
2018 Q1	$3.93M	Buy	26,660 +1,393	+6%	+$220K	0.08%	135
2017 Q4	$3.98M	Sell	25,267 -2,073	-8%	-$288K	0.08%	130
2017 Q3	$3.41M	Sell	27,340 -319	-1%	-$36.7K	0.07%	150
2017 Q2	$2.97M	Buy	27,659 +588	+2%	+$59.7K	0.07%	167
2017 Q1	$2.51M	Sell	27,071 -1,899	-7%	-$180K	0.06%	183
2016 Q4	$2.69M	Buy	28,970 +854	+3%	+$77.4K	0.07%	171
2016 Q3	$2.5M	Buy	28,116 +2,523	+10%	+$206K	0.06%	167
2016 Q2	$1.94M	Buy	25,593 +3,378	+15%	+$253K	0.05%	201
2016 Q1	$1.7M	Buy	22,215 +2,879	+15%	+$193K	0.04%	217
2015 Q4	$1.31M	Sell	19,336 -3,650	-16%	-$255K	0.04%	260
2015 Q3	$1.5M	Sell	22,986 -150	-0.6%	-$11.5K	0.04%	219
2015 Q2	$1.96M	Sell	23,136 -3,030	-12%	-$261K	0.05%	193
2015 Q1	$2.09M	Sell	26,166 -311	-1%	-$25.8K	0.04%	252
2014 Q4	$2.42M	Sell	26,477 -15,348	-37%	-$1.49M	0.05%	233
2014 Q3	$4.14M	Sell	41,825 -2,289	-5%	-$243K	0.09%	163
2014 Q2	$4.79M	Buy	44,114 +532	+1%	+$55.8K	0.1%	148
2014 Q1	$4.33M	Sell	43,582 -5,853	-12%	-$552K	0.09%	153
2013 Q4	$4.49M	Sell	49,435 -1,271	-3%	-$109K	0.1%	148
2013 Q3	$4.23M	Buy	50,706 +3,265	+7%	+$276K	0.1%	149
2013 Q2	$3.91M	Buy	+47,441	New	+$4.03M	0.09%	153

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Veritable's CAT Position: Q3 2023 in Review

Veritable sold out of Caterpillar (CAT) in Q3 2023, closing a stake of 25,354 shares — an estimated $6.24M sold.

Veritable first reported a position in CAT in Q2 2013 and held it in 41 quarters. The position peaked at $6.24M in Q2 2023. 2,402 funds tracked by Wall St. Rank hold CAT as of Q3 2023.

Veritable reported no remaining Caterpillar position as of Q3 2023 after selling out during the quarter.
Veritable sold 25,354 Caterpillar shares in Q3 2023, an estimated $6.24M.
Veritable first reported a position in Caterpillar in Q2 2013 and held it in 41 quarters.
Veritable's Caterpillar position peaked at $6.24M in Q2 2023.
2,402 funds tracked by Wall St. Rank held Caterpillar as of Q3 2023.

Based on Veritable's 13F filing for Q3 2023.