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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$467M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$404M
3
Norges Bank
Norges Bank
Norway
+$290M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$264M
5
Fidelity Investments
Fidelity Investments
Massachusetts
+$202M

Top Sellers

1
State Street
State Street
Massachusetts
-$364M
2
Goldman Sachs
Goldman Sachs
New York
-$248M
3
MNA
Manning & Napier Advisors
New York
-$158M
4
ClearBridge Investments
ClearBridge Investments
New York
-$153M
5
IGIM
I.G. Investment Management
Manitoba, Canada
-$106M
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
351
Riverhead Capital Management
Delaware
$6.04M +$689K +6,341 +13%
Capital Fund Management (CFM)
352
Capital Fund Management (CFM)
France
$5.93M +$5.93M +54,526 New
ZDA
353
Zweig-DiMenna Associates
New York
$5.91M +$5.91M +54,340 New
LTFS
354
Ladenburg Thalmann Financial Services
Florida
$5.83M +$556K +5,121 +11%
DY
355
Dowling & Yahnke
California
$5.78M +$763K +7,023 +15%
CIP
356
Convergence Investment Partners
Florida
$5.63M -$1.53M -14,041 -21%
SIA
357
SeaBridge Investment Advisors
New Jersey
$5.63M -$1.38M -12,725 -20%
CA
358
Callahan Advisors
Texas
$5.6M +$105K +969 +2%
FAAS
359
First Allied Advisory Services
California
$5.6M -$67.4K -620 -1%
DAM
360
Delta Asset Management
Tennessee
$5.56M +$91.8K +845 +2%
SC
361
Scotia Capital
Ontario, Canada
$5.53M -$2.4M -22,122 -30%
CFB
362
Cullen/Frost Bankers
Texas
$5.51M +$25.8K +237 +0.5%
DC
363
Davenport & Co
Virginia
$5.42M -$516K -4,748 -9%
PSUF
364
People's United Financial
Connecticut
$5.35M +$158K +1,453 +3%
LCS
365
Levin Capital Strategies
New York
$5.35M +$315K +2,900 +6%
LSERS
366
Louisiana State Employees Retirement System
Louisiana
$5.33M -$174K -1,600 -3%
PP
367
Palladium Partners
Virginia
$5.32M -$79.7K -733 -1%
FQ
368
First Quadrant
California
$5.31M +$5.31M +48,900 New
AIC
369
Argus Investors Counsel
New York
$5.31M -$21.7K -200 -0.4%
GF
370
Goodman Financial
Texas
$5.28M -$89.6K -825 -2%
SAM
371
Silvercrest Asset Management
New York
$5.28M +$232K +2,138 +5%
WTB
372
Washington Trust Bank
Washington
$5.27M -$36.3K -334 -0.7%
GG
373
Greenwood Gearhart
Arkansas
$5.21M +$32.9K +303 +0.6%
ANI
374
American National Insurance
Texas
$5.1M – – –
RI
375
Redwood Investments
Massachusetts
$5.09M +$5.09M +46,869 New
13 14
15
16 17